First Allied Advisory Services’s VanEck IG Floating Rate ETF FLTR Stock Holding History

First Allied Advisory Services’s Portfolio FLTR Stock Details FLTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-41,535	Closed	-$1.04M	–	1097
2014 Q4	$1.04M	Buy	41,535 +1,108	+3%	+$27.7K	0.08%	311
2014 Q3	$1.02M	Buy	40,427 +67	+0.2%	+$1.68K	0.08%	289
2014 Q2	$1.01M	Buy	40,360 +7,995	+25%	+$200K	0.07%	312
2014 Q1	$809K	Buy	32,365 +2,859	+10%	+$71.4K	0.06%	359
2013 Q4	$737K	Buy	29,506 +6,500	+28%	+$162K	0.06%	379
2013 Q3	$574K	Buy	+23,006	New	+$573K	0.03%	475

Other funds holding FLTR

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

TFF

The Family Firm Bethesda, Maryland $415M AUM 12.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

First Allied Advisory Services's FLTR Position: Q1 2015 in Review

First Allied Advisory Services sold out of VanEck IG Floating Rate ETF (FLTR) in Q1 2015, closing a stake of 41,535 shares — an estimated $1.04M sold.

First Allied Advisory Services first reported a position in FLTR in Q3 2013 and held it in 6 quarters. The position peaked at $1.04M in Q4 2014. 29 funds tracked by Wall St. Rank hold FLTR as of Q1 2015.

First Allied Advisory Services reported no remaining VanEck IG Floating Rate ETF position as of Q1 2015 after selling out during the quarter.
First Allied Advisory Services sold 41,535 VanEck IG Floating Rate ETF shares in Q1 2015, an estimated $1.04M.
First Allied Advisory Services first reported a position in VanEck IG Floating Rate ETF in Q3 2013 and held it in 6 quarters.
First Allied Advisory Services's VanEck IG Floating Rate ETF position peaked at $1.04M in Q4 2014.
29 funds tracked by Wall St. Rank held VanEck IG Floating Rate ETF as of Q1 2015.

Based on First Allied Advisory Services's 13F filing for Q1 2015, filed 15 May 2015.