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VanEck IG Floating Rate ETF

22 hedge funds and large institutions have $19.9M invested in VanEck IG Floating Rate ETF in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 3

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

43% more capital invested

Capital invested by funds: $13.9M → $19.9M (+$5.96M)

22% more funds holding

Funds holding: 1822 (+4)

12.4% less ownership

Funds ownership: 43.01%30.6% (-12%)

Holders
22
Holders Change
+4
Holders Change %
+22.22%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
11
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.58M +$2.83M +113,555 +162%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.58M +$969K +38,867 +60%
PI
3
Placemark Investments
Illinois
$1.93M +$533K +21,380 +38%
SFG
4
SNS Financial Group
Minnesota
$1.61M +$517K +20,753 +48%
MFS
5
MSI Financial Services
Massachusetts
$1.19M +$539K +21,622 +83%
LPL Financial
6
LPL Financial
California
$1.12M +$31.2K +1,250 +3%
SEIA
7
Signature Estate & Investment Advisors
California
$977K +$698K +27,998 +252%
Jane Street
8
Jane Street
New York
$959K -$1.47M -58,803 -60%
AIG
9
American International Group
New York
$746K +$726K +29,125 +3,990%
William Blair & Company
10
William Blair & Company
Illinois
$576K +$576K +23,100 New
FAAS
11
First Allied Advisory Services
California
$574K +$573K +23,006 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$564K +$563K +22,595 New
UR
13
USCA RIA
Texas
$517K -$5.06K -203 -1%
DC
14
Davenport & Co
Virginia
$470K +$469K +18,800 New
Bank of America
15
Bank of America
North Carolina
$424K +$46.2K +1,855 +12%
RJA
16
Raymond James & Associates
Florida
$326K +$325K +13,044 New
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$246K -$249 -10 -0.1%
Ameriprise
18
Ameriprise
Minnesota
$221K +$51.2K +2,052 +30%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$212K
WA
20
WFG Advisors
Texas
$35K +$9.97K +400 +40%
U
21
UBS
Switzerland
$10K +$9.97K +400 New
VFS
22
VSR Financial Services
Kansas
-$2.06M -83,003 Closed
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
-$21K -831 Closed
CAPTRUST Financial Advisors
24
CAPTRUST Financial Advisors
North Carolina
-$10K -410 Closed
Wells Fargo
25
Wells Fargo
California
+$25 +1 New

FLTR Hedge Fund Activity: Q3 2013 in Review

22 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in VanEck IG Floating Rate ETF (FLTR) for Q3 2013, worth a combined $19.9M — up 43% from $13.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FLTR positions and 3 closed out — a net gain of 4 holders — while 11 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.83M. The largest seller was VSR Financial Services, exiting entirely with an estimated $2.06M sold.

  • 22 institutional investors held VanEck IG Floating Rate ETF (FLTR) as of Q3 2013, up from 18 in Q2 2013.
  • Funds reported $19.9M of VanEck IG Floating Rate ETF stock for Q3 2013, up 43% quarter-over-quarter.
  • 7 funds opened new VanEck IG Floating Rate ETF positions in Q3 2013 and 3 closed out, a net change of +4 holders.
  • The largest VanEck IG Floating Rate ETF buyer in Q3 2013 was Morgan Stanley, an estimated $2.83M added.
  • The largest VanEck IG Floating Rate ETF seller in Q3 2013 was VSR Financial Services, an estimated $2.06M sold.

Based on aggregated 13F filings for Q3 2013.