USCA RIA’s VanEck IG Floating Rate ETF FLTR Stock Holding History

USCA RIA’s Portfolio FLTR Stock Details FLTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-12,200	Closed	-$308K	–	503
2020 Q3	$308K	Sell	12,200 -15,750	-56%	-$396K	0.02%	363
2020 Q2	$699K	Hold	27,950	–	–	0.06%	239
2020 Q1	$660K	Buy	27,950 +4,055	+17%	+$100K	0.08%	233
2019 Q4	$605K	Buy	23,895 +15,620	+189%	+$395K	0.05%	307
2019 Q3	$209K	Buy	+8,275	New	+$209K	0.02%	416
2014 Q4	–	Sell	-13,688	Closed	-$345K	–	334
2014 Q3	$345K	Buy	13,688 +40	+0.3%	+$1K	0.11%	219
2014 Q2	$342K	Sell	13,648 -195	-1%	-$4.88K	0.11%	200
2014 Q1	$346K	Sell	13,843 -1,023	-7%	-$25.5K	0.12%	185
2013 Q4	$371K	Sell	14,866 -5,855	-28%	-$146K	0.15%	168
2013 Q3	$517K	Sell	20,721 -203	-1%	-$5.06K	0.24%	113
2013 Q2	$521K	Buy	+20,924	New	+$523K	0.26%	110

Other funds holding FLTR

PWPS

Pinnacle Wealth Planning Services Mansfield, Ohio $968M AUM 19.1% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

CFIA

Cantor Fitzgerald Investment Advisors New York $1.36B AUM 16.41% 1-Year Est. Return

DCM

DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return

MAP

Milestone Advisory Partners Southern Pines, North Carolina $120M AUM 12.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TFF

The Family Firm Bethesda, Maryland $415M AUM 12.42% 1-Year Est. Return

USCA RIA's FLTR Position: Q4 2020 in Review

USCA RIA sold out of VanEck IG Floating Rate ETF (FLTR) in Q4 2020, closing a stake of 12,200 shares — an estimated $308K sold.

USCA RIA first reported a position in FLTR in Q2 2013 and held it in 11 quarters. The position peaked at $699K in Q2 2020. 85 funds tracked by Wall St. Rank hold FLTR as of Q4 2020.

USCA RIA reported no remaining VanEck IG Floating Rate ETF position as of Q4 2020 after selling out during the quarter.
USCA RIA sold 12,200 VanEck IG Floating Rate ETF shares in Q4 2020, an estimated $308K.
USCA RIA first reported a position in VanEck IG Floating Rate ETF in Q2 2013 and held it in 11 quarters.
USCA RIA's VanEck IG Floating Rate ETF position peaked at $699K in Q2 2020.
85 funds tracked by Wall St. Rank held VanEck IG Floating Rate ETF as of Q4 2020.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.