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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
Cap. Flow
-$261M
Cap. Flow %
-14.35%
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$35.8M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.91M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$8.29M
4
BND icon
Vanguard Total Bond Market
BND
+$5.32M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$5.07M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$15.2M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$12.7M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.95%
2 Technology 7.64%
3 Healthcare 7.61%
4 Financials 6.64%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
226
SPDR Gold Trust
GLD
$144B
$1.86M 0.1%
17,230
-858
-5% -$92.5K
SCHW
227
Charles Schwab
SCHW
$182B
$1.85M 0.1%
64,944
-223
-0.3% -$7.16K
VCIT icon
228
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
$1.85M 0.1%
21,617
-395
-2% -$33.5K
VOD icon
229
Vodafone
VOD
$40.4B
$1.85M 0.1%
58,320
+4,457
+8% +$159K
IBDB
230
DELISTED
iShares iBonds Mar 2018 Term Corporate ETF
IBDB
$1.84M 0.1%
71,568
+1,048
+1% +$26.9K
MNA icon
231
NYLIM Merger Arbitrage ETF
MNA
$261M
$1.84M 0.1%
65,612
-7,658
-10% -$217K
XLI icon
232
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$1.84M 0.1%
37,068
-38,130
-51% -$2.01M
VEU icon
233
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
$1.83M 0.1%
42,897
+1,100
+3% +$50.8K
IBDD
234
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$1.83M 0.1%
70,180
+1,416
+2% +$36.8K
VT icon
235
Vanguard Total World Stock ETF
VT
$80.3B
$1.83M 0.1%
33,137
-3,584
-10% -$213K
MOS icon
236
The Mosaic Company
MOS
$7.88B
$1.82M 0.1%
59,820
+54,310
+986% +$2.24M
FTC icon
237
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$1.81M 0.1%
39,772
-6,161
-13% -$298K
ZBH icon
238
Zimmer Biomet
ZBH
$18.5B
$1.8M 0.1%
19,685
+192
+1% +$19.2K
IYH icon
239
iShares US Healthcare ETF
IYH
$3.65B
$1.8M 0.1%
64,640
-84,140
-57% -$2.62M
FRC
240
DELISTED
First Republic Bank
FRC
$1.8M 0.1%
28,648
-729
-2% -$45.6K
FXO icon
241
First Trust Financials AlphaDEX Fund
FXO
$1.09B
$1.77M 0.1%
78,584
-12,736
-14% -$300K
FDT icon
242
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.32B
$1.77M 0.1%
39,429
-5,999
-13% -$288K
VOO icon
243
Vanguard S&P 500 ETF
VOO
$1.03T
$1.76M 0.1%
10,031
-269
-3% -$50K
EEM icon
244
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$1.74M 0.1%
53,496
-213,706
-80% -$7.55M
VGT icon
245
Vanguard Information Technology ETF
VGT
$146B
$1.74M 0.1%
138,024
-124,520
-47% -$1.63M
FBT icon
246
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.89B
$1.72M 0.09%
16,973
-3,299
-16% -$392K
MCD icon
247
McDonald's
MCD
$176B
$1.71M 0.09%
17,373
– –
VGK icon
248
Vanguard FTSE Europe ETF
VGK
$30B
$1.71M 0.09%
34,601
-32,680
-49% -$1.73M
BABA icon
249
Alibaba
BABA
$267B
$1.71M 0.09%
28,845
-4,604
-14% -$335K
BIIB icon
250
Biogen
BIIB
$31.9B
$1.7M 0.09%
5,802
+2,084
+56% +$688K
8 9
10
11 12

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
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CAW
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First Allied Advisory Services's Q3 2015 Portfolio in Review

As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.

  • First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
  • First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
  • First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
  • First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
  • First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
  • First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
  • First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.

Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.