ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+2.23%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$410M
AUM Growth
-$794M
Cap. Flow
-$1B
Cap. Flow %
-244.98%
Top 10 Hldgs %
63.37%
Holding
253
New
69
Increased
32
Reduced
40
Closed
39

Top Buys

1
FSR
Fisker Inc.
FSR
$23.9M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$16M
3
PCGU
PG&E Corporation
PCGU
$13.4M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$10.2M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$7.72M

Top Sells

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$21.2M
2
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
3
AAL icon
American Airlines Group
AAL
$7.17M
4
AMZN icon
Amazon
AMZN
$3.91M
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
$3.46M

Sector Composition

1 Consumer Discretionary 6.57%
2 Industrials 1.01%
3 Consumer Staples 0.89%
4 Technology 0.45%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NCLH icon
176
Norwegian Cruise Line
NCLH
$11.6B
– –
0
– –
NEE icon
177
NextEra Energy, Inc.
NEE
$146B
– –
0
– –
NIO icon
178
NIO
NIO
$13.4B
– –
0
– –
OPEN icon
179
Opendoor
OPEN
$4.89B
– –
-3,550
Closed -$81K
PARA
180
DELISTED
Paramount Global Class B
PARA
– –
0
– –
PCG icon
181
PG&E
PCG
$33.2B
– –
0
– –
QSIAW
182
Quantum-Si Incorporated Warrant
QSIAW
$69.7M
$0 ﹤0.01%
100
-28,365
-100% –
RCL icon
183
Royal Caribbean
RCL
$95.7B
– –
-23,560
Closed -$1.76M
RILY icon
184
B. Riley Financial
RILY
$152M
– –
-5,700
Closed -$252K
SABR icon
185
Sabre
SABR
$675M
– –
0
– –
SPY icon
186
SPDR S&P 500 ETF Trust
SPY
$660B
$0 ﹤0.01%
1
– –
SRE icon
187
Sempra
SRE
$52.9B
– –
0
– –
SWK icon
188
Stanley Black & Decker
SWK
$12.1B
– –
0
– –
TDOC icon
189
Teladoc Health
TDOC
$1.38B
– –
0
– –
TSLA icon
190
Tesla
TSLA
$1.13T
– –
0
– –
UTZ icon
191
Utz Brands
UTZ
$1.19B
– –
-9,349
Closed -$206K
WT icon
192
WisdomTree
WT
$1.98B
– –
0
– –
XLI icon
193
Industrial Select Sector SPDR Fund
XLI
$23.1B
– –
-4,217
Closed -$373K
ZD icon
194
Ziff Davis
ZD
$1.56B
– –
0
– –
SAVE
195
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-24,774
Closed -$606K
FREE
196
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
0
– –
DSKE
197
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-100
Closed -$1K
TWNK
198
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
KLR
199
DELISTED
Kaleyra, Inc.
KLR
– –
0
– –
MTACU
200
DELISTED
MedTech Acquisition Corporation Unit
MTACU
– –
-25,000
Closed -$263K
5 6 7
8
9