ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$410M
AUM Growth
-$794M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
253
New
Increased
Reduced
Closed

Top Buys

1
+$23.9M
2
+$16M
3
+$13.4M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$10.2M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$7.72M

Top Sells

1
+$21.2M
2
+$8.86M
3
+$7.17M
4
AMZN icon
Amazon
AMZN
+$3.91M
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$3.46M

Sector Composition

1 Consumer Discretionary 6.57%
2 Industrials 1.01%
3 Consumer Staples 0.89%
4 Technology 0.45%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKE
176
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-100
TWNK
177
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
KLR
178
DELISTED
Kaleyra, Inc.
KLR
– –
0
MTACU
179
DELISTED
MedTech Acquisition Corporation Unit
MTACU
– –
-25,000
MLACW
180
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
– –
-2,237
RIDE
181
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-7,793
SFT
182
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-1,032
AVYA
183
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
UPH
184
DELISTED
UpHealth, Inc.
UPH
– –
0
CHNG
185
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
VIHAW
186
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
– –
-37,340
SAIIW
187
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
– –
-10,763
ALUS.WS
188
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
– –
-49,944
LACQW
189
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-75,000
DM.WS
190
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
– –
-164,012
RSI.WS
191
DELISTED
Rush Street Interactive, Inc. Redeemable Warrants, each whole warrant exercisable for one share of C
RSI.WS
– –
-30,325
IPV.WS
192
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
– –
-32,600
GNOGW
193
DELISTED
Golden Nugget Online Gaming, Inc. Warrant
GNOGW
– –
-25,007
TTCFW
194
DELISTED
Tattooed Chef, Inc. Warrant
TTCFW
– –
-776,833
VRT.WS
195
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
– –
-3,898
RIDEW
196
DELISTED
Lordstown Motors Corp. Warrant
RIDEW
– –
-6,993
SFTTW
197
DELISTED
Shift Technologies, Inc. Warrant
SFTTW
– –
-1,005
UTZ.WS
198
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
-6,300
AIG.WS
199
DELISTED
American International Group, Inc.
AIG.WS
– –
-470,590
VVNT.WS
200
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
-2,150
5 6 7
8
9