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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$363M
AUM Growth
-$71.9M
Cap. Flow
-$131M
Cap. Flow %
-36.11%
Top 10 Hldgs %
50.43%
Holding
184
New
50
Increased
27
Reduced
36
Closed
40

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$11.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$5.66M
4
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$5.18M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.09M

Top Sells

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$19.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$11.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$10M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$7.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.86%
2 Utilities 2.16%
3 Financials 1.08%
4 Industrials 0.84%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRO
151
PUT
DELISTED
PROS Holdings
PRO
– –
-2,200
Closed -$131K
RYAM icon
152
CALL
Rayonier Advanced Materials
RYAM
$552M
– –
-44,900
Closed -$194K
SPY icon
153
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-1
Closed –
ZWS icon
154
CALL
Zurn Elkay Water Solutions
ZWS
$7.98B
– –
-157,776
Closed -$2.06M
ZWS icon
155
PUT
Zurn Elkay Water Solutions
ZWS
$7.98B
– –
-273,202
Closed -$3.56M
BFIIW
156
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
– –
-27,090
Closed -$5K
NVTA
157
DELISTED
Invitae Corporation
NVTA
– –
-1,648
Closed -$32K
NVTA
158
PUT
DELISTED
Invitae Corporation
NVTA
– –
-1,500
Closed -$29K
COUP
159
CALL
DELISTED
Coupa Software Incorporated
COUP
– –
-1,000
Closed -$130K
SRE.PRB
160
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
– –
-7,486
Closed -$881K
TRNE.WS
161
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– –
-25,000
Closed -$20K
PACK.WS
162
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
– –
-22,265
Closed -$17K
BRPM.WS
163
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-50,000
Closed -$23K
VRTSP
164
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
– –
-5,109
Closed -$492K
SBFGP
165
DELISTED
SB Financial Group, Inc.
SBFGP
– –
-700
Closed -$12K
PVT.WS
166
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
– –
-66,001
Closed -$84K
GIG.WS
167
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-50,000
Closed -$34K
TMCXW
168
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-229,700
Closed -$292K
IPOA.WS
169
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
– –
-25,000
Closed -$63K
ARE.PRD
170
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
– –
-50,571
Closed -$1.96M
DTV
171
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-1,447,244
Closed -$84M
STNLW
172
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
-28,842
Closed -$12K
3 4 5 6
7

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HCMT
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Equitec Specialists's Q4 2019 Portfolio in Review

As of Q4 2019, Equitec Specialists held 184 positions worth $363M, down 17% from $434M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Equitec Specialists withdrew a net $131M in Q4 2019, closing 40 positions and reducing 36 holdings. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.9% of assets, up from 0.07% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $12.6M.

  • Equitec Specialists's largest Q4 2019 buy was Amazon: 136,000 shares worth $12.6M.
  • Equitec Specialists added most to American International Group, Inc. in Q4 2019, an estimated $11.3M increase.
  • Equitec Specialists's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $19.8M.
  • Equitec Specialists fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $84M.
  • Equitec Specialists's ten largest holdings make up 50% of its $363M portfolio in Q4 2019.
  • Equitec Specialists opened 50 new positions and closed 40 in Q4 2019.
  • Equitec Specialists's portfolio value fell 17% quarter-over-quarter to $363M.

Based on Equitec Specialists's 13F filing for Q4 2019, filed 17 Jan 2020.