Equitec Specialists’s B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co BRPM.WS Stock Holding History

Equitec Specialists’s Portfolio BRPM.WS Stock Details BRPM.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-50,000	Closed	-$23K	–	175
2019 Q3	$23K	Buy	+50,000	New	+$23.2K	0.01%	120

Other funds holding BRPM.WS

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Walleye Trading

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return