ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
+$71K
Cap. Flow
-$204M
Cap. Flow %
-287,986.34%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
150

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NSTB.U
126
DELISTED
Northern Star Investment Corp. II Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
NSTB.U
– –
-4,081
Closed -$42K
MPLN.WS
127
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
– –
-164,756
Closed -$159K
BRLIR
128
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-100,000
Closed -$28K
NIRWW
129
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-10,000
Closed -$6K
BURU.WS
130
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-9,503
Closed -$10K
KLR
131
DELISTED
Kaleyra, Inc.
KLR
– –
0
– –
IGICW
132
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-27,125
Closed -$23K
ZEV
133
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-32,447
Closed -$346K
CLVR
134
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-21,728
Closed -$224K
PCGU
135
DELISTED
PG&E Corporation
PCGU
– –
-381,639
Closed -$43.5M
AEPPZ
136
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-7,491
Closed -$366K
MDGSW
137
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-75,000
Closed -$65K
GRCYW
138
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
– –
-53,560
Closed -$23K
DHHCU
139
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-5,000
Closed -$50K
GFLU
140
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-334,044
Closed -$27.2M
HPX.WS
141
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-12,554
Closed -$10K
NEE.PRP
142
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-198,020
Closed -$9.81M
PAYA
143
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
0
– –
SJIV
144
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
– –
-107,637
Closed -$5.35M
BLNKW
145
DELISTED
Blink Charging Co. Warrant
BLNKW
– –
-29,158
Closed -$1.08M
AVYA
146
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
VLDRW
147
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-135,236
Closed -$518K
VLDR
148
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-173,307
Closed -$1.98M
DNZ.U
149
DELISTED
D and Z Media Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
DNZ.U
– –
-5,000
Closed -$49K
IGACW
150
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-15,116
Closed -$15K
4 5
6
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