ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+3.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$1.2B
AUM Growth
+$610M
Cap. Flow
-$503M
Cap. Flow %
-41.77%
Top 10 Hldgs %
86.05%
Holding
221
New
73
Increased
15
Reduced
22
Closed
40

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$12.3M
2
PCGU
PG&E Corporation
PCGU
$11.8M
3
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$9.93M
4
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
5
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.03M

Top Sells

1
BLNKW
Blink Charging Co. Warrant
BLNKW
$57.4M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$23.3M
3
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$12.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$10.2M

Sector Composition

1 Industrials 1.67%
2 Consumer Discretionary 1.27%
3 Energy 0.05%
4 Financials 0.04%
5 Technology 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CDLX icon
126
Cardlytics
CDLX
$48.9M
– –
-500
Closed -$35K
CHGG icon
127
Chegg
CHGG
$166M
– –
-560
Closed -$40K
CNP icon
128
CenterPoint Energy
CNP
$24.2B
– –
0
– –
COHR icon
129
Coherent
COHR
$14.5B
– –
0
– –
CYRX icon
130
CryoPort
CYRX
$408M
– –
0
– –
D icon
131
Dominion Energy
D
$50.2B
– –
-4,558
Closed -$360K
DBRG icon
132
DigitalBridge
DBRG
$2.05B
– –
-839
Closed -$9K
DHR icon
133
Danaher
DHR
$140B
– –
0
– –
ENR icon
134
Energizer
ENR
$1.95B
– –
0
– –
GFL icon
135
GFL Environmental
GFL
$17.8B
– –
0
– –
HOFVW
136
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
– –
-18,499
Closed -$5K
INO icon
137
Inovio Pharmaceuticals
INO
$141M
– –
0
– –
KKR icon
138
KKR & Co
KKR
$122B
– –
-26,234
Closed -$901K
KXIN icon
139
Kaixin Holdings
KXIN
$6.79M
– –
0
– –
MAPSW icon
140
WM Technology, Inc. Warrants
MAPSW
$2.84M
– –
-175,000
Closed -$107K
MELI icon
141
Mercado Libre
MELI
$121B
– –
0
– –
MT icon
142
ArcelorMittal
MT
$25.1B
– –
0
– –
NBR icon
143
Nabors Industries
NBR
$535M
– –
0
– –
NCLH icon
144
Norwegian Cruise Line
NCLH
$11.6B
– –
0
– –
NEE icon
145
NextEra Energy, Inc.
NEE
$147B
– –
0
– –
NVVEW icon
146
Newborn Acquisition Corp. Warrant
NVVEW
$21.5K
– –
-12,144
Closed -$4K
PCG icon
147
PG&E
PCG
$33.4B
– –
0
– –
PRO icon
148
PROS Holdings
PRO
$721M
– –
-2,500
Closed -$80K
SABR icon
149
Sabre
SABR
$679M
– –
0
– –
SO icon
150
Southern Company
SO
$101B
– –
0
– –
4 5
6
7 8