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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$1.66B
AUM Growth
+$771M
Cap. Flow
-$434M
Cap. Flow %
-26.11%
Top 10 Hldgs %
77.04%
Holding
276
New
105
Increased
32
Reduced
41
Closed
58

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
+$11.9M
2
PCGU
PG&E Corporation
PCGU
+$10.9M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$7.88M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$7.4M
5
AAL icon
American Airlines Group
AAL
+$6.3M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$23.3M
2
BLNKW
Blink Charging Co. Warrant
BLNKW
+$23M
3
PRPLW
Purple Innovation, Inc.
PRPLW
+$13M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$10.2M
5
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$9.07M

Sector Composition

1 Industrials 1.21%
2 Consumer Discretionary 0.92%
3 Energy 0.04%
4 Financials 0.03%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INO icon
126
CALL
Inovio Pharmaceuticals
INO
$92.1M
$80K ﹤0.01%
+750
New +$99.8K
KERNW
127
DELISTED
Akerna Corp Warrant
KERNW
$80K ﹤0.01%
86,100
-26,369
-23% -$12.8K
MFAC.WS
128
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$77K ﹤0.01%
26,575
+5,975
+29% +$7.12K
FSR
129
PUT
DELISTED
Fisker Inc.
FSR
$75K ﹤0.01%
+5,100
New +$75K
CTEV
130
CALL
Claritev Corp
CTEV
$518M
$74K ﹤0.01%
+230
New +$76.5K
CPSR.WS
131
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$71K ﹤0.01%
+50,003
New +$49.5K
DFNS.WS
132
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$71K ﹤0.01%
+43,759
New +$52K
UTZ.WS
133
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$66K ﹤0.01%
6,300
-1,187,852
-99% -$9.07M
ADVWW
134
DELISTED
Advantage Solutions Warrant
ADVWW
$64K ﹤0.01%
+22,500
New +$44.5K
BURU.WS
135
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$64K ﹤0.01%
+45,403
New +$47.4K
ALUS.WS
136
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
$61K ﹤0.01%
49,944
-21,056
-30% -$17.7K
RIDEW
137
DELISTED
Lordstown Motors Corp. Warrant
RIDEW
$60K ﹤0.01%
+6,993
New +$57.7K
LACQW
138
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$59K ﹤0.01%
+75,000
New +$43.9K
AAL icon
139
CALL
American Airlines Group
AAL
$9.91B
$57K ﹤0.01%
+3,600
New +$49.9K
AIG.WS
140
DELISTED
American International Group, Inc.
AIG.WS
$56K ﹤0.01%
+470,590
New +$225K
LFLYW
141
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$55K ﹤0.01%
55,000
– –
TRIT
142
CALL
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$55K ﹤0.01%
+5,000
New +$58.4K
HPX.WS
143
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$54K ﹤0.01%
50,000
+32,650
+188% +$28.7K
SFT
144
CALL
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$52K ﹤0.01%
+630
New +$58.4K
ABLLW
145
DELISTED
Abacus Life Warrant
ABLLW
$51K ﹤0.01%
45,000
– –
RDBXW
146
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$51K ﹤0.01%
+50,000
New +$44.9K
IGACW
147
DELISTED
IG Acquisition Corp. Warrant
IGACW
$50K ﹤0.01%
+30,116
New +$38K
CHAQ.WS
148
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$50K ﹤0.01%
50,448
+40,448
+404% +$30.6K
SPCE icon
149
Virgin Galactic
SPCE
$329M
$49K ﹤0.01%
103
-213
-67% -$99.5K
ADNWW
150
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$48K ﹤0.01%
14,205
-129,085
-90% -$157K
4 5
6
7 8

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SA
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FRGX
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KA
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TG
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DHRFI
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HCMT
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Equitec Specialists's Q4 2020 Portfolio in Review

As of Q4 2020, Equitec Specialists held 276 positions worth $1.66B, up 86% from $893M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Equitec Specialists withdrew a net $434M in Q4 2020, closing 58 positions and reducing 41 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $23.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.2% of assets, up from 0.1% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Equitec Specialists opened a new position in Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri worth $12.3M.

  • Equitec Specialists's largest Q4 2020 buy was Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri: 2,505,786 shares worth $12.3M.
  • Equitec Specialists added most to PG&E Corporation in Q4 2020, an estimated $10.9M increase.
  • Equitec Specialists's biggest Q4 2020 reduction was Blink Charging Co. Warrant, cutting an estimated $23M.
  • Equitec Specialists fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $23.3M.
  • Equitec Specialists's ten largest holdings make up 77% of its $1.66B portfolio in Q4 2020.
  • Equitec Specialists opened 105 new positions and closed 58 in Q4 2020.
  • Equitec Specialists's portfolio value rose 86% quarter-over-quarter to $1.66B.

Based on Equitec Specialists's 13F filing for Q4 2020, filed 26 Jan 2021.