ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+2.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$403M
AUM Growth
+$68.6M
Cap. Flow
-$22.5M
Cap. Flow %
-5.59%
Top 10 Hldgs %
60.09%
Holding
159
New
20
Increased
19
Reduced
27
Closed
26

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$79M
2
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$18.6M
3
AIG.WS
American International Group, Inc.
AIG.WS
$14.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$14M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.8M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.2M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$11.6M
4
DYNC
Vistra Energy Corp.
DYNC
$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.79M

Sector Composition

1 Utilities 2.35%
2 Industrials 1.22%
3 Financials 1.04%
4 Real Estate 0.9%
5 Communication Services 0.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INO icon
101
Inovio Pharmaceuticals
INO
$146M
– –
0
– –
MBIO icon
102
Mustang Bio
MBIO
$10.6M
– –
-1
Closed -$4K
MELI icon
103
Mercado Libre
MELI
$123B
– –
0
– –
MGY icon
104
Magnolia Oil & Gas
MGY
$4.56B
– –
0
– –
NBR icon
105
Nabors Industries
NBR
$551M
– –
0
– –
NXPI icon
106
NXP Semiconductors
NXPI
$56.8B
– –
0
– –
PRO icon
107
PROS Holdings
PRO
$727M
– –
0
– –
QD
108
Qudian
QD
$741M
– –
-20,014
Closed -$150K
RYAM icon
109
Rayonier Advanced Materials
RYAM
$379M
– –
0
– –
SPY icon
110
SPDR S&P 500 ETF Trust
SPY
$662B
$0 ﹤0.01%
+1
New –
SRE icon
111
Sempra
SRE
$53.6B
– –
0
– –
UBER icon
112
Uber
UBER
$192B
– –
-2,500
Closed -$116K
UNIT
113
Uniti Group
UNIT
$1.54B
– –
-17,600
Closed -$167K
ZWS icon
114
Zurn Elkay Water Solutions
ZWS
$7.7B
– –
0
– –
RPT
115
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
0
– –
TWNK
116
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
BRMK
117
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-25,000
Closed -$258K
COUP
118
DELISTED
Coupa Software Incorporated
COUP
– –
0
– –
CHNG
119
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
– –
AEPPL
120
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-2,081
Closed -$111K
QTS.PRB
121
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-5,454
Closed -$604K
CCX.U
122
DELISTED
Churchill Capital Corp II
CCX.U
– –
-10,000
Closed -$102K
CCI.PRA
123
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-14,288
Closed -$17.2M
AGN
124
DELISTED
Allergan plc
AGN
– –
-13,200
Closed -$2.21M
MDCO
125
DELISTED
Medicines Co
MDCO
– –
0
– –
2 3 4
5
6