We are live on ! Find out more
ES

Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
-$962K
Cap. Flow %
-0.22%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

1 Utilities 2.18%
2 Industrials 1.13%
3 Financials 0.97%
4 Real Estate 0.83%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INO icon
101
PUT
Inovio Pharmaceuticals
INO
$92.1M
$24K 0.01%
+958
New +$29.1K
BRPM.WS
102
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$23K 0.01%
+50,000
New +$23.2K
TRNE.WS
103
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$20K ﹤0.01%
25,000
– –
ADNWW
104
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$19K ﹤0.01%
55,000
– –
MFAC.WS
105
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$19K ﹤0.01%
50,000
– –
SAMAW
106
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$18K ﹤0.01%
50,000
– –
LGC.WS
107
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$18K ﹤0.01%
50,000
– –
PACK.WS
108
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$17K ﹤0.01%
22,265
-21,526
-49% -$18K
DDMXW
109
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$17K ﹤0.01%
50,000
– –
NIO icon
110
PUT
NIO
NIO
$12.5B
$16K ﹤0.01%
10,100
-27,200
-73% -$83.2K
NFINW
111
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$15K ﹤0.01%
+50,000
New +$15.4K
VTIQW
112
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$13K ﹤0.01%
29,300
– –
SBFGP
113
DELISTED
SB Financial Group, Inc.
SBFGP
$12K ﹤0.01%
700
-39,336
-98% -$644K
STNLW
114
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$12K ﹤0.01%
28,842
-1,795
-6% -$886
ECPG icon
115
CALL
Encore Capital Group
ECPG
$1.98B
$10K ﹤0.01%
+300
New +$10.5K
MDCO
116
PUT
DELISTED
Medicines Co
MDCO
$10K ﹤0.01%
+200
New +$7.98K
LTRYW icon
117
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$1.02K
$9K ﹤0.01%
59,914
– –
TKKSW
118
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$9K ﹤0.01%
99,728
-9,072
-8% -$834
NIO icon
119
NIO
NIO
$12.5B
$8K ﹤0.01%
4,965
-20,444
-80% -$62.5K
SONM icon
120
DNA X Inc
SONM
$5.13M
$7K ﹤0.01%
+1
New +$15.3K
BFIIW
121
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$5K ﹤0.01%
27,090
-22,910
-46% -$4.45K
AAOI icon
122
Applied Optoelectronics
AAOI
$8.04B
– –
-1,568
Closed -$16K
AAOI icon
123
PUT
Applied Optoelectronics
AAOI
$8.04B
– –
-1,500
Closed -$15K
BILI icon
124
Bilibili
BILI
$7.95B
– –
-4,194
Closed -$68K
BILI icon
125
PUT
Bilibili
BILI
$7.95B
– –
-5,000
Closed -$81K
3 4
5
6 7

Similar funds

FFIM
Founders Fund II Management San Francisco, California $1.32M AUM
YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM