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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
(+19%)
Cap. Flow
+$116M
Cap. Flow
% of AUM
9.06%
Top 10 Holdings %
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Senior Loan ETF
BKLN
|
+$14.5M |
| 2 |
Vanguard Total Bond Market
BND
|
+$13.3M |
| 3 |
BILL Holdings
BILL
|
+$7.14M |
| 4 |
Apple
AAPL
|
+$6.57M |
| 5 |
OP Bancorp
OPBK
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$8.9M |
| 2 |
Caterpillar
CAT
|
+$3.67M |
| 3 |
Alibaba
BABA
|
+$3.3M |
| 4 |
Blue Owl Capital
OWL
|
+$2.83M |
| 5 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$2.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.12% |
| 2 | Financials | 8.36% |
| 3 | Healthcare | 6.73% |
| 4 | Consumer Discretionary | 5.71% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Vanguard Mid-Cap ETF
VO
$106B
| $662K | 0.05% |
11,636
+176
| +2% | +$9.4K |
|
327
Dow Inc
DOW
$21.9B
| $662K | 0.05% |
12,111
+215
| +2% | +$11K |
|
328
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.2B
| $660K | 0.05% |
10,569
-637
| -6% | -$37.7K |
|
329
3M
MMM
$89.1B
| $659K | 0.05% |
7,312
+148
| +2% | +$11.9K |
|
330
Corning
GLW
$140B
| $652K | 0.05% |
21,649
-7,129
| -25% | -$204K |
|
331
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.33B
| $647K | 0.05% |
13,408
-277
| -2% | -$13.1K |
|
332
Vanguard Information Technology ETF
VGT
$142B
| $642K | 0.05% |
11,048
+2,256
| +26% | +$126K |
|
333
iShares Russell 2500 ETF
SMMD
$3.61B
| $641K | 0.05% |
10,747
+963
| +10% | +$53.4K |
|
|
B
334
Barrick Mining
B
$60.9B
| $640K | 0.05% |
36,943
-445
| -1% | -$7.3K |
|
335
CRH
CRH
$66.8B
| $634K | 0.05% |
9,558
-1,781
| -16% | -$107K |
|
|
RMT
336
Royce Micro-Cap Trust
RMT
$744M
| $634K | 0.05% |
71,226
-3,700
| -5% | -$30.9K |
|
337
Mercado Libre
MELI
$92.4B
| $632K | 0.05% |
421
+3
| +0.7% | +$4.25K |
|
338
Petrobras
PBR
$119B
| $626K | 0.05% |
37,734
+14,164
| +60% | +$217K |
|
339
Williams-Sonoma
WSM
$26.3B
| $625K | 0.05% |
6,422
+82
| +1% | +$7.1K |
|
340
American International
AIG
$42.5B
| $624K | 0.05% |
9,102
+273
| +3% | +$17.4K |
|
341
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.5B
| $624K | 0.05% |
7,190
+2,460
| +52% | +$204K |
|
342
General Mills
GIS
$20.1B
| $624K | 0.05% |
9,349
-1,035
| -10% | -$66.8K |
|
343
TechnipFMC
FTI
$28.7B
| $623K | 0.05% |
31,360
+738
| +2% | +$15.1K |
|
344
iShares MSCI China ETF
MCHI
$6.11B
| $621K | 0.05% |
+15,416
| New | +$650K |
|
345
Casey's General Stores
CASY
$32.1B
| $618K | 0.05% |
2,239
-115
| -5% | -$31.5K |
|
346
Coca-Cola Femsa
KOF
$21.8B
| $616K | 0.05% |
6,709
+678
| +11% | +$56.5K |
|
347
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
| $613K | 0.05% |
21,150
-901
| -4% | -$24K |
|
348
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
| $612K | 0.05% |
9,305
+593
| +7% | +$36.4K |
|
349
W.R. Berkley
WRB
$26.9B
| $610K | 0.05% |
12,617
+1,590
| +14% | +$72.5K |
|
350
JPMorgan Income ETF
JPIE
$10B
| $603K | 0.05% |
13,310
+2,930
| +28% | +$131K |
|
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DFPG Investments's Q4 2023 Portfolio in Review
As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.
- DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
- DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
- DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
- DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
- DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
- DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
- DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.
Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.