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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
(+19%)
Cap. Flow
+$116M
Cap. Flow
% of AUM
9.06%
Top 10 Holdings %
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Senior Loan ETF
BKLN
|
+$14.5M |
| 2 |
Vanguard Total Bond Market
BND
|
+$13.3M |
| 3 |
BILL Holdings
BILL
|
+$7.14M |
| 4 |
Apple
AAPL
|
+$6.57M |
| 5 |
OP Bancorp
OPBK
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$8.9M |
| 2 |
Caterpillar
CAT
|
+$3.67M |
| 3 |
Alibaba
BABA
|
+$3.3M |
| 4 |
Blue Owl Capital
OWL
|
+$2.83M |
| 5 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$2.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.12% |
| 2 | Financials | 8.36% |
| 3 | Healthcare | 6.73% |
| 4 | Consumer Discretionary | 5.71% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
301
Alibaba
BABA
$283B
| $758K | 0.06% |
9,895
-41,355
| -81% | -$3.3M |
|
302
Vanguard Mid-Cap Growth ETF
VOT
$19.3B
| $755K | 0.06% |
3,558
+546
| +18% | +$109K |
|
303
Allegion
ALLE
$11.8B
| $745K | 0.06% |
6,132
+313
| +5% | +$33.4K |
|
304
Morgan Stanley
MS
$340B
| $745K | 0.06% |
8,101
-47
| -0.6% | -$3.76K |
|
|
305
Caterpillar
CAT
$410B
| $736K | 0.06% |
2,589
-14,160
| -85% | -$3.67M |
|
306
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
| $733K | 0.06% |
18,567
+12,665
| +215% | +$455K |
|
307
NiSource
NI
$21.8B
| $724K | 0.06% |
+26,914
| New | +$692K |
|
308
Mitsubishi UFJ Financial
MUFG
$249B
| $717K | 0.06% |
84,109
+5,783
| +7% | +$48.8K |
|
309
Fidelity MSCI Information Technology Index ETF
FTEC
$20.3B
| $715K | 0.06% |
5,179
-59
| -1% | -$7.81K |
|
310
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $714K | 0.06% |
+13,723
| New | +$682K |
|
311
Dimensional International Value ETF
DFIV
$20.7B
| $712K | 0.06% |
20,941
-6,128
| -23% | -$200K |
|
312
iShares Russell 1000 Growth ETF
IWF
$125B
| $711K | 0.06% |
9,616
-476
| -5% | -$33.7K |
|
313
Vanguard Small-Cap Growth ETF
VBK
$23.6B
| $711K | 0.06% |
3,063
+525
| +21% | +$114K |
|
314
Fomento Económico Mexicano
FMX
$44.4B
| $710K | 0.06% |
5,573
+421
| +8% | +$50.1K |
|
315
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
| $697K | 0.05% |
76,979
+7,655
| +11% | +$65.8K |
|
316
AES
AES
$10.6B
| $691K | 0.05% |
36,494
+3,265
| +10% | +$53.1K |
|
317
iShares ESG Advanced Universal USD Bond ETF
EUSB
$713M
| $690K | 0.05% |
15,989
-2,026
| -11% | -$84.1K |
|
318
Pampa Energía
PAM
$4.69B
| $688K | 0.05% |
14,194
+767
| +6% | +$32.6K |
|
319
iShares Morningstar US Equity ETF
ILCB
$1.28B
| $687K | 0.05% |
10,614
-663
| -6% | -$40.8K |
|
320
iShares TIPS Bond ETF
TIP
$14.5B
| $687K | 0.05% |
6,388
+326
| +5% | +$34.1K |
|
321
Shell
SHEL
$241B
| $679K | 0.05% |
10,139
-1,109
| -10% | -$72.8K |
|
322
State Street SPDR S&P Dividend ETF
SDY
$21.6B
| $678K | 0.05% |
5,456
+349
| +7% | +$41K |
|
323
Owens Corning
OC
$11.3B
| $676K | 0.05% |
4,640
-160
| -3% | -$21.2K |
|
324
Cemex
CX
$18.3B
| $665K | 0.05% |
89,640
+5,291
| +6% | +$36K |
|
325
Ford
F
$56.9B
| $665K | 0.05% |
56,756
-4,041
| -7% | -$45K |
|
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DFPG Investments's Q4 2023 Portfolio in Review
As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.
- DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
- DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
- DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
- DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
- DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
- DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
- DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.
Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.