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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
276
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$825K 0.06%
10,725
+4,874
+83% +$363K
MDYV icon
277
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
$816K 0.06%
11,390
-328
-3% -$21.7K
XLB icon
278
State Street Materials Select Sector SPDR ETF
XLB
$8.31B
$809K 0.06%
19,154
+540
+3% +$21.6K
ENB icon
279
Enbridge
ENB
$121B
$809K 0.06%
22,174
+1,400
+7% +$47.2K
NOC icon
280
Northrop Grumman
NOC
$72.8B
$806K 0.06%
1,698
-34
-2% -$15.9K
BMY icon
281
Bristol-Myers Squibb
BMY
$124B
$802K 0.06%
15,328
-204
-1% -$10.7K
IJR icon
282
iShares Core S&P Small-Cap ETF
IJR
$110B
$799K 0.06%
7,620
+442
+6% +$42.6K
VB icon
283
Vanguard Small-Cap ETF
VB
$80B
$796K 0.06%
3,853
-112
-3% -$21.6K
AVTR icon
284
Avantor
AVTR
$7.5B
$796K 0.06%
36,169
+2,408
+7% +$49.3K
WMT icon
285
Walmart Inc
WMT
$878B
$788K 0.06%
14,841
-894
-6% -$47.3K
PAVE icon
286
Global X US Infrastructure Development ETF
PAVE
$13.9B
$786K 0.06%
23,515
+393
+2% +$12.2K
OTIS icon
287
Otis Worldwide
OTIS
$27.6B
$785K 0.06%
8,954
+213
+2% +$17.7K
PJT icon
288
PJT Partners
PJT
$4.31B
$783K 0.06%
8,035
-639
-7% -$54.9K
CTLT
289
DELISTED
CATALENT, INC.
CTLT
$777K 0.06%
18,254
+2,520
+16% +$102K
FSK icon
290
FS KKR Capital
FSK
$3.08B
$774K 0.06%
38,216
-563
-1% -$11.1K
AZN icon
291
AstraZeneca
AZN
$263B
$772K 0.06%
5,652
-489
-8% -$63.6K
PINS icon
292
Pinterest
PINS
$12.8B
$772K 0.06%
21,530
– –
SBUX icon
293
Starbucks
SBUX
$119B
$771K 0.06%
8,268
-471
-5% -$45.8K
UL icon
294
Unilever
UL
$131B
$770K 0.06%
14,066
-353
-2% -$19K
PKX icon
295
POSCO
PKX
$15.7B
$768K 0.06%
8,532
+869
+11% +$78.5K
TRV icon
296
Travelers Companies
TRV
$81.6B
$766K 0.06%
4,003
-197
-5% -$34.1K
MDYG icon
297
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$764K 0.06%
10,398
-512
-5% -$35.9K
STE icon
298
Steris
STE
$20.6B
$763K 0.06%
3,574
+402
+13% +$85K
GPC icon
299
Genuine Parts
GPC
$16.4B
$762K 0.06%
5,593
-393
-7% -$53.9K
PFEB icon
300
Innovator US Equity Power Buffer ETF February
PFEB
$918M
$760K 0.06%
23,335
– –
10 11
12
13 14

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.