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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIZ icon
376
Assurant
AIZ
$13.6B
$555K 0.04%
3,265
-44
-1% -$6.99K
XES icon
377
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$386M
$553K 0.04%
+6,620
New +$574K
ETN icon
378
Eaton
ETN
$156B
$553K 0.04%
2,371
-65
-3% -$14.3K
AOD
379
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$553K 0.04%
69,774
-24,495
-26% -$187K
AMAT icon
380
Applied Materials
AMAT
$448B
$551K 0.04%
3,637
-346
-9% -$50.8K
FLOT icon
381
iShares Floating Rate Bond ETF
FLOT
$10.1B
$549K 0.04%
10,845
-1,777
-14% -$90.1K
IUSG icon
382
iShares Core S&P US Growth ETF
IUSG
$31.9B
$548K 0.04%
5,401
+1,321
+32% +$130K
ESGE icon
383
iShares ESG Aware MSCI EM ETF
ESGE
$6.7B
$548K 0.04%
17,436
-4,913
-22% -$152K
CNC icon
384
Centene
CNC
$32.5B
$547K 0.04%
7,125
+181
+3% +$13.1K
EMBJ
385
Embraer S.A. ADS
EMBJ
$11.7B
$542K 0.04%
30,969
+2,284
+8% +$36.6K
IP icon
386
International Paper
IP
$19.2B
$538K 0.04%
+14,795
New +$517K
SPG icon
387
Simon Property Group
SPG
$74B
$533K 0.04%
+3,804
New +$460K
ING icon
388
ING
ING
$94.6B
$533K 0.04%
36,346
+2,343
+7% +$32.2K
XLI icon
389
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
$532K 0.04%
4,787
+237
+5% +$24.9K
SPSB icon
390
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$530K 0.04%
17,848
-1,031
-5% -$30.3K
XLC icon
391
State Street Communication Services Select Sector SPDR ETF
XLC
$22.7B
$530K 0.04%
7,359
+2,819
+62% +$194K
SAIA icon
392
Saia
SAIA
$11.5B
$528K 0.04%
1,261
+131
+12% +$52.9K
ARKK icon
393
ARK Innovation ETF
ARKK
$6.36B
$525K 0.04%
10,812
+392
+4% +$17K
PRGO icon
394
Perrigo
PRGO
$1.47B
$522K 0.04%
15,654
-315
-2% -$9.41K
NEE icon
395
NextEra Energy
NEE
$183B
$519K 0.04%
8,372
+72
+0.9% +$4.1K
NXPI icon
396
NXP Semiconductors
NXPI
$69B
$517K 0.04%
2,394
+865
+57% +$174K
TKR icon
397
Timken Company
TKR
$9.34B
$513K 0.04%
6,653
-236
-3% -$17.4K
CUBE icon
398
CubeSmart
CUBE
$9.41B
$511K 0.04%
11,052
-108
-1% -$4.24K
VNQ icon
399
Vanguard Real Estate ETF
VNQ
$39.4B
$498K 0.04%
5,722
-298
-5% -$23.6K
GWRE icon
400
Guidewire Software
GWRE
$11.9B
$498K 0.04%
4,739
-318
-6% -$30.3K
14 15
16
17 18

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.