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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
401
Diageo
DEO
$46.4B
$496K 0.04%
3,467
+66
+2% +$9.74K
PARA
402
DELISTED
Paramount Global Class B
PARA
$495K 0.04%
+34,873
New +$467K
E icon
403
ENI
E
$72.9B
$493K 0.04%
+14,535
New +$473K
NFJ
404
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.4B
$492K 0.04%
39,574
-3,600
-8% -$41.2K
PCOR icon
405
Procore
PCOR
$6.98B
$492K 0.04%
7,627
-443
-5% -$27.3K
SPSC icon
406
SPS Commerce
SPSC
$2.28B
$491K 0.04%
2,713
+263
+11% +$45.9K
SKYY icon
407
First Trust Cloud Computing ETF
SKYY
$2.82B
$490K 0.04%
5,860
-1,585
-21% -$126K
FIX icon
408
Comfort Systems
FIX
$62.4B
$490K 0.04%
2,500
+200
+9% +$37K
TCOM icon
409
Trip.com Group
TCOM
$27.5B
$489K 0.04%
13,442
+1,210
+10% +$41.3K
EMR icon
410
Emerson Electric
EMR
$76.5B
$483K 0.04%
5,098
-110
-2% -$10.1K
SO icon
411
Southern Company
SO
$106B
$482K 0.04%
6,672
-318
-5% -$21.8K
MINT icon
412
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$479K 0.04%
4,799
+993
+26% +$99.2K
MKL icon
413
Markel Group
MKL
$24.8B
$479K 0.04%
335
+56
+20% +$79.4K
SLYV icon
414
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.94B
$478K 0.04%
5,942
-365
-6% -$27K
TTE icon
415
TotalEnergies
TTE
$186B
$478K 0.04%
7,065
+870
+14% +$58K
SLYG icon
416
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.09B
$478K 0.04%
5,893
-337
-5% -$25.3K
CHD icon
417
Church & Dwight Co
CHD
$22.7B
$476K 0.04%
5,066
+644
+15% +$58.9K
ARGX icon
418
argenx
ARGX
$54.7B
$475K 0.04%
1,242
+22
+2% +$10.3K
IXC icon
419
iShares Global Energy ETF
IXC
$2.65B
$472K 0.04%
11,821
+2,977
+34% +$118K
STVN icon
420
Stevanato
STVN
$5.23B
$471K 0.04%
18,578
-2,166
-10% -$62.4K
CSL icon
421
Carlisle Companies
CSL
$13.2B
$471K 0.04%
1,561
+72
+5% +$19.8K
SHOP icon
422
Shopify
SHOP
$160B
$469K 0.04%
6,534
-98
-1% -$6.26K
BAM icon
423
Brookfield Asset Management
BAM
$74.3B
$469K 0.04%
12,343
+1,638
+15% +$55.4K
SMFG icon
424
Sumitomo Mitsui Financial
SMFG
$165B
$463K 0.04%
+48,206
New +$467K
VIV icon
425
Telefônica Brasil
VIV
$22.6B
$460K 0.04%
+43,731
New +$436K
15 16
17
18 19

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BWM
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AAM
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.