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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPBO icon
451
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$414K 0.03%
14,160
+2,860
+25% +$80.1K
CMI icon
452
Cummins
CMI
$88.2B
$408K 0.03%
1,715
-94
-5% -$21.4K
BATRK icon
453
Atlanta Braves Holdings Series B
BATRK
$3.29B
$402K 0.03%
10,435
+441
+4% +$16.1K
FTA icon
454
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
$400K 0.03%
5,650
– –
FMC icon
455
FMC
FMC
$1.4B
$398K 0.03%
6,509
-367
-5% -$21.3K
SHM icon
456
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$398K 0.03%
8,304
-838
-9% -$39.3K
VDE icon
457
Vanguard Energy ETF
VDE
$9.93B
$396K 0.03%
+3,301
New +$396K
TX icon
458
Ternium
TX
$8.74B
$393K 0.03%
9,537
+880
+10% +$34K
DIAX
459
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$393K 0.03%
28,091
-534
-2% -$7.28K
JKHY icon
460
Jack Henry & Associates
JKHY
$10.9B
$392K 0.03%
2,399
+253
+12% +$38.7K
GXO icon
461
GXO Logistics
GXO
$6.22B
$391K 0.03%
6,775
-268
-4% -$15K
TQQQ icon
462
ProShares UltraPro QQQ
TQQQ
$34.7B
$390K 0.03%
16,752
-4,888
-23% -$101K
NCNO icon
463
nCino
NCNO
$1.96B
$383K 0.03%
11,614
-502
-4% -$14.9K
MU icon
464
Micron Technology
MU
$1.1T
$382K 0.03%
4,647
-117
-2% -$8.69K
MAR icon
465
Marriott International
MAR
$97B
$382K 0.03%
1,743
+40
+2% +$8.11K
ARCC icon
466
Ares Capital
ARCC
$13.6B
$379K 0.03%
18,926
-2,887
-13% -$56.3K
VIOO icon
467
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.19B
$378K 0.03%
3,939
– –
GILD icon
468
Gilead Sciences
GILD
$165B
$374K 0.03%
4,482
+741
+20% +$57.7K
DUK icon
469
Duke Energy
DUK
$98.1B
$374K 0.03%
3,788
-238
-6% -$21.6K
SDS icon
470
ProShares UltraShort S&P500
SDS
$396M
$369K 0.03%
+2,395
New +$414K
VDC icon
471
Vanguard Consumer Staples ETF
VDC
$7.86B
$369K 0.03%
+1,925
New +$353K
CWH icon
472
Camping World
CWH
$379M
$368K 0.03%
15,077
-241
-2% -$5.05K
IWB icon
473
iShares Russell 1000 ETF
IWB
$48.4B
$366K 0.03%
1,418
-81
-5% -$19.8K
ESML icon
474
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.86B
$364K 0.03%
9,881
-2,902
-23% -$99.1K
PNFP icon
475
Pinnacle Financial Partners Inc
PNFP
$14.6B
$364K 0.03%
4,328
-241
-5% -$17.5K
17 18
19
20 21

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AAM
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.