DFPG Investments’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

DFPG Investments’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$398K	Sell	8,304 -838	-9%	-$39.3K	0.03%	456
2023 Q3	$427K	Sell	9,142 -358	-4%	-$16.8K	0.04%	389
2023 Q2	$448K	Sell	9,500 -1,889	-17%	-$88.9K	0.04%	403
2023 Q1	$542K	Buy	11,389 +1,594	+16%	+$75.3K	0.06%	328
2022 Q4	$464K	Buy	+9,795	New	+$456K	0.08%	271

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

DFPG Investments's SHM Position: Q4 2023 in Review

DFPG Investments reduced its State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) stake by 9.2% in Q4 2023, selling an estimated $39.3K and leaving 8,304 shares worth $398K. The position accounts for 0.03% of the portfolio, ranked #456.

DFPG Investments first reported a position in SHM in Q4 2022 and has held it in 5 quarters since. The position peaked at $542K in Q1 2023. 428 funds tracked by Wall St. Rank hold SHM as of Q4 2023.

DFPG Investments held 8,304 shares of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF worth $398K as of Q4 2023.
DFPG Investments sold 838 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q4 2023, an estimated $39.3K.
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF made up 0.03% of DFPG Investments's portfolio in Q4 2023, its #456 holding.
DFPG Investments first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2022 and has held it in 5 quarters since.
DFPG Investments's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $542K in Q1 2023.
428 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.