DFPG Investments’s iShares ESG Aware MSCI USA Small-Cap ETF ESML Stock Holding History

DFPG Investments’s Portfolio ESML Stock Details ESML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$364K	Sell	9,881 -2,902	-23%	-$99.1K	0.03%	474
2023 Q3	$410K	Sell	12,783 -11,341	-47%	-$404K	0.04%	397
2023 Q2	$897K	Sell	24,124 -1,698	-7%	-$57.5K	0.08%	251
2023 Q1	$878K	Buy	25,822 +18,018	+231%	+$629K	0.09%	223
2022 Q4	$270K	Buy	+7,804	New	+$259K	0.04%	374

Other funds holding ESML

FLPIM

F.L. Putnam Investment Management Lynnfield, Massachusetts $6.71B AUM 23.99% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

Vontobel Holding Zurich, Switzerland $29.1B AUM 22.79% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

DFPG Investments's ESML Position: Q4 2023 in Review

DFPG Investments reduced its iShares ESG Aware MSCI USA Small-Cap ETF (ESML) stake by 23% in Q4 2023, selling an estimated $99.1K and leaving 9,881 shares worth $364K. The position accounts for 0.03% of the portfolio, ranked #474.

DFPG Investments first reported a position in ESML in Q4 2022 and has held it in 5 quarters since. The position peaked at $897K in Q2 2023. 361 funds tracked by Wall St. Rank hold ESML as of Q4 2023.

DFPG Investments held 9,881 shares of iShares ESG Aware MSCI USA Small-Cap ETF worth $364K as of Q4 2023.
DFPG Investments sold 2,902 iShares ESG Aware MSCI USA Small-Cap ETF shares in Q4 2023, an estimated $99.1K.
iShares ESG Aware MSCI USA Small-Cap ETF made up 0.03% of DFPG Investments's portfolio in Q4 2023, its #474 holding.
DFPG Investments first reported a position in iShares ESG Aware MSCI USA Small-Cap ETF in Q4 2022 and has held it in 5 quarters since.
DFPG Investments's iShares ESG Aware MSCI USA Small-Cap ETF position peaked at $897K in Q2 2023.
361 funds tracked by Wall St. Rank held iShares ESG Aware MSCI USA Small-Cap ETF as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.