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iShares ESG Aware MSCI USA Small-Cap ETF
ESML

361 hedge funds and large institutions have $1.07B invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2023 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 155 increasing their positions, 117 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 117

21% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 39

10% more capital invested

Capital invested by funds: $974M → $1.07B (+$99.2M)

1% more funds holding

Funds holding: 356 → 361 (+5)

0.32% more ownership

Funds ownership: 73.49% → 73.81% (+0.32%)

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
361
Holders Change
+5
Holders Change %
+1.4%
% of All Funds
5.26%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.01%
New
47
Increased
155
Reduced
117
Closed
39
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$12.2M
2
TIAA Trust, National Association
TIAA Trust, National Association
North Carolina
+$9.57M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$5.1M
4
MIS
Morningstar Investment Services
Illinois
+$3.5M
5
Wells Fargo
Wells Fargo
California
+$2.89M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$36.7M
2
Envestnet Portfolio Solutions
Envestnet Portfolio Solutions
Illinois
-$11.6M
3
DF
Dunhill Financial
United Kingdom
-$5M
4
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$4.93M
5
Osaic Holdings
Osaic Holdings
Arizona
-$4.58M
Name Holding Trade Value Shares
Change 		Change in
Stake
FLPIM
1
F.L. Putnam Investment Management
Massachusetts
$77.7M +$1.26M +36,787 +2%
Goldman Sachs
2
Goldman Sachs
New York
$77M -$2.68M -78,519 -4%
Northern Trust
3
Northern Trust
Illinois
$70.1M -$1.06M -31,086 -2%
TIAA Trust, National Association
4
TIAA Trust, National Association
North Carolina
$66.9M +$9.57M +280,377 +19%
Creative Planning
5
Creative Planning
Kansas
$48.1M +$2.13M +62,494 +5%
FT
6
Fiduciary Trust
Massachusetts
$35.1M +$97.3K +2,851 +0.3%
Vontobel Holding
7
Vontobel Holding
Switzerland
$30.4M – – –
M&T Bank
8
M&T Bank
New York
$24M +$2.38M +69,590 +12%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$22.3M +$12.2M +358,292 +157%
Pathstone Holdings
10
Pathstone Holdings
New Jersey
$18.9M +$17M +498,382 New
CFG
11
Citizens Financial Group
Rhode Island
$18.5M -$21.2K -622 -0.1%
UBS Group
12
UBS Group
Switzerland
$17.4M +$1.53M +44,717 +11%
AA
13
Acorns Advisers
California
$17.4M +$786K +23,014 +5%
Betterment LLC
14
Betterment LLC
New York
$16.4M -$436K -12,765 -3%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$16.2M +$737K +21,594 +5%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$15.4M +$5.1M +149,291 +58%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$15.2M +$454K +13,304 +3%
Bank of America
18
Bank of America
North Carolina
$14.2M +$1.12M +32,922 +10%
Wells Fargo
19
Wells Fargo
California
$13.9M +$2.89M +84,696 +30%
HighTower Advisors
20
HighTower Advisors
Illinois
$13.4M +$1.12M +32,817 +10%
AI
21
Accredited Investors
Minnesota
$13.2M +$219K +6,408 +2%
Ameriprise
22
Ameriprise
Minnesota
$11.8M +$44.6K +1,308 +0.4%
SEI Investments
23
SEI Investments
Pennsylvania
$11.4M -$1.23M -36,137 -11%
SHGA
24
Sand Hill Global Advisors
California
$11.3M +$435K +12,736 +4%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$10.3M -$36.7M -1,075,559 -80%
1
2 3 4 5

ESML Hedge Fund Activity: Q4 2023 in Review

361 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q4 2023, worth a combined $1.07B — up 10% from $974M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ESML positions and 39 closed out — a net gain of 8 holders — while 155 added to existing stakes and 117 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $12.2M. The largest seller was Envestnet Asset Management, cutting an estimated $36.7M.

  • 361 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q4 2023, up from 356 in Q3 2023.
  • Funds reported $1.07B of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q4 2023, up 10% quarter-over-quarter.
  • 47 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q4 2023 and 39 closed out, a net change of +8 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q4 2023 was Fidelity Investments, an estimated $12.2M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q4 2023 was Envestnet Asset Management, an estimated $36.7M sold.

Based on aggregated 13F filings for Q4 2023.