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iShares ESG Aware MSCI USA Small-Cap ETF

177 hedge funds and large institutions have $381M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 74 increasing their positions, 32 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

422% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 9

131% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 32

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

39% more capital invested

Capital invested by funds: $274M → $381M (+$107M)

26% more funds holding

Funds holding: 141177 (+36)

3% more ownership

Funds ownership: 70.73%73.73% (+3%)

Holders
177
Holders Change
+36
Holders Change %
+25.53%
% of All Funds
3.13%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
47
Increased
74
Reduced
32
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FLPIM
1
F.L. Putnam Investment Management
Massachusetts
$37.5M +$5.49M +178,397 +19%
Goldman Sachs
2
Goldman Sachs
New York
$35.9M +$1.6M +51,993 +5%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$32.6M
Vontobel Holding
4
Vontobel Holding
Switzerland
$29M +$26.1M +850,000 New
Northern Trust
5
Northern Trust
Illinois
$26.9M +$3.14M +101,994 +15%
FT
6
Fiduciary Trust
Massachusetts
$26.4M +$117K +3,796 +0.5%
Creative Planning
7
Creative Planning
Kansas
$16.4M +$2.91M +94,724 +25%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$13.9M -$23M -746,879 -65%
Bank of America
9
Bank of America
North Carolina
$9.62M +$1.65M +53,643 +24%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$8.52M +$350K +11,390 +5%
UBS Group
11
UBS Group
Switzerland
$8.31M +$2.1M +68,448 +39%
HGWM
12
Harvest Group Wealth Management
Massachusetts
$7.32M -$904K -29,387 -12%
WI
13
WrapManager Inc
California
$6.57M +$24.5K +796 +0.4%
Ameriprise
14
Ameriprise
Minnesota
$6.09M -$315K -10,238 -6%
AI
15
Accredited Investors
Minnesota
$4.28M +$183K +5,955 +5%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.86M +$1.09M +35,358 +46%
B
17
Bailard
California
$3.82M +$42.7K +1,388 +1%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.62M +$3.26M +106,155 New
EWA
19
EP Wealth Advisors
California
$3.04M +$112K +3,658 +4%
SEI Investments
20
SEI Investments
Pennsylvania
$2.94M +$980K +31,858 +59%
Osaic Holdings
21
Osaic Holdings
Arizona
$2.92M -$2.22M -72,293 -46%
SHGA
22
Sand Hill Global Advisors
California
$2.85M +$254K +8,257 +11%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$2.75M +$62.1K +2,020 +3%
BlackRock
24
BlackRock
New York
$2.74M -$142K -4,611 -5%
EWM
25
Empirical Wealth Management
Washington
$2.72M +$472K +15,362 +24%