We are live on ! Find out more
ESML icon

iShares ESG Aware MSCI USA Small-Cap ETF
ESML

141 hedge funds and large institutions have $274M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 75 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

275% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $211M → $274M (+$63.2M)

16% more funds holding

Funds holding: 122 → 141 (+19)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.33% less ownership

Funds ownership: 71.05% → 70.73% (-0.33%)

Holders
141
Holders Change
+19
Holders Change %
+15.57%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
75
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FLPIM
F.L. Putnam Investment Management
Massachusetts
+$17.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$9.07M
3
Bank of America
Bank of America
North Carolina
+$5.26M
4
Ameriprise
Ameriprise
Minnesota
+$3.89M
5
Northern Trust
Northern Trust
Illinois
+$2.11M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$2.23M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
3
CIAS
Capital Investment Advisory Services
North Carolina
-$314K
4
HGWM
Harvest Group Wealth Management
Massachusetts
-$284K
5
Citadel Advisors
Citadel Advisors
Florida
-$274K
Name Holding Trade Value Shares
Change 		Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$32.6M – – –
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$30.6M +$9.07M +342,908 +42%
Goldman Sachs
3
Goldman Sachs
New York
$26.5M -$88.6K -3,350 -0.3%
FLPIM
4
F.L. Putnam Investment Management
Massachusetts
$24.4M +$17.1M +646,465 +235%
FT
5
Fiduciary Trust
Massachusetts
$20.4M -$78.8K -2,982 -0.4%
Northern Trust
6
Northern Trust
Illinois
$18.2M +$2.11M +79,964 +13%
Creative Planning
7
Creative Planning
Kansas
$10.2M +$881K +33,306 +9%
HGWM
8
Harvest Group Wealth Management
Massachusetts
$6.47M -$284K -10,754 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.32M +$293K +11,077 +5%
Bank of America
10
Bank of America
North Carolina
$6.05M +$5.26M +199,045 +685%
WI
11
WrapManager Inc
California
$5.09M +$212K +8,025 +4%
Ameriprise
12
Ameriprise
Minnesota
$4.71M +$3.89M +147,016 +471%
UBS Group
13
UBS Group
Switzerland
$4.64M -$259K -9,799 -5%
Osaic Holdings
14
Osaic Holdings
Arizona
$4.19M +$1.45M +54,891 +53%
BAAM
15
Baker Avenue Asset Management
California
$3.91M +$387K +14,627 +11%
AI
16
Accredited Investors
Minnesota
$3.17M +$304K +11,481 +11%
B
17
Bailard
California
$2.93M +$103K +3,894 +4%
EWA
18
EP Wealth Advisors
California
$2.27M +$5.97K +226 +0.3%
BlackRock
19
BlackRock
New York
$2.25M +$1.38M +52,185 +159%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$2.08M +$231K +8,740 +13%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.06M +$679K +25,666 +49%
SHGA
22
Sand Hill Global Advisors
California
$1.99M +$405K +15,337 +26%
PBT
23
Pictet Bank & Trust
Bahamas
$1.86M – – –
EWM
24
Empirical Wealth Management
Washington
$1.71M +$385K +14,554 +29%
TAIM
25
TD Ameritrade Investment Management
Nebraska
$1.69M +$179K +6,774 +12%
1
2 3 4 5

ESML Hedge Fund Activity: Q3 2020 in Review

141 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q3 2020, worth a combined $274M — up 30% from $211M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new ESML positions and 6 closed out — a net gain of 20 holders — while 75 added to existing stakes and 20 trimmed.

The largest buyer was F.L. Putnam Investment Management, adding an estimated $17.1M. The largest seller was Tower Research Capital (TRC), cutting an estimated $2.23M.

  • 141 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q3 2020, up from 122 in Q2 2020.
  • Funds reported $274M of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q3 2020, up 30% quarter-over-quarter.
  • 26 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +20 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q3 2020 was F.L. Putnam Investment Management, an estimated $17.1M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q3 2020 was Tower Research Capital (TRC), an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2020.