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DFPG Investments’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

DFPG Investments’s Portfolio LMBS Stock Details LMBS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		$647K Sell
13,408
-277
-2% -$13.1K 0.05% 331
2023
Q3 		$645K Sell
13,685
-6,245
-31% -$297K 0.06% 295
2023
Q2 		$955K Sell
19,930
-6,951
-26% -$333K 0.09% 235
2023
Q1 		$1.29M Sell
26,881
-229
-0.8% -$11K 0.14% 159
2022
Q4 		$1.3M Buy
27,110
+21
+0.1% +$993 0.21% 111
2022
Q3 		$1.26M Sell
27,089
-2,506
-8% -$121K 0.54% 50
2022
Q2 		$1.43M Sell
29,595
-3,164
-10% -$154K 0.62% 43
2022
Q1 		$1.6M Sell
32,759
-75
-0.2% -$3.71K 0.62% 44
2021
Q4 		$1.64M Sell
32,834
-46
-0.1% -$2.31K 0.68% 42
2021
Q3 		$1.66M Buy
32,880
+14,199
+76% +$721K 0.63% 52
2021
Q2 		$950K Buy
18,681
+4,448
+31% +$227K 0.36% 78
2021
Q1 		$728K Buy
14,233
+15
+0.1% +$771 0.31% 88
2020
Q4 		$733K Sell
14,218
-12,319
-46% -$635K 0.34% 82
2020
Q3 		$1.37M Sell
26,537
-3,525
-12% -$182K 0.73% 38
2020
Q2 		$1.56M Sell
30,062
-1,394
-4% -$72K 0.95% 21
2020
Q1 		$1.62M Sell
31,456
-4,968
-14% -$258K 1.21% 15
2019
Q4 		$1.89M Buy
36,424
+10,930
+43% +$567K 1.24% 16
2019
Q3 		$1.33M Sell
25,494
-563
-2% -$29.2K 1.1% 22
2019
Q2 		$1.35M Buy
26,057
+2,197
+9% +$113K 1.29% 17
2019
Q1 		$1.22M Buy
23,860
+19
+0.1% +$972 1.32% 18
2018
Q4 		$1.22M Buy
+23,841
New +$1.21M 1.61% 14

Other funds holding LMBS

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

DFPG Investments's LMBS Position: Q4 2023 in Review

DFPG Investments reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 2% in Q4 2023, selling an estimated $13.1K and leaving 13,408 shares worth $647K. The position accounts for 0.05% of the portfolio, ranked #331.

DFPG Investments first reported a position in LMBS in Q4 2018 and has held it in 21 quarters since. The position peaked at $1.89M in Q4 2019. 377 funds tracked by Wall St. Rank hold LMBS as of Q4 2023.

  • DFPG Investments held 13,408 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $647K as of Q4 2023.
  • DFPG Investments sold 277 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2023, an estimated $13.1K.
  • First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.05% of DFPG Investments's portfolio in Q4 2023, its #331 holding.
  • DFPG Investments first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2018 and has held it in 21 quarters since.
  • DFPG Investments's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $1.89M in Q4 2019.
  • 377 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.