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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
201
PUT
Newmont
NEM
$128B
$23.8M 0.08%
396,700
+30,400
+8% +$1.87M
T icon
202
CALL
AT&T
T
$174B
$23.5M 0.08%
1,083,959
+303,593
+39% +$6.55M
CVX icon
203
Chevron
CVX
$401B
$23.5M 0.08%
278,499
+19,768
+8% +$1.6M
ADSK icon
204
PUT
Autodesk
ADSK
$43.8B
$23.5M 0.08%
77,000
-18,200
-19% -$4.8M
MAR icon
205
PUT
Marriott International
MAR
$91.8B
$23.3M 0.08%
176,400
+42,600
+32% +$4.87M
WMT icon
206
CALL
Walmart Inc
WMT
$857B
$23.2M 0.08%
483,600
+55,500
+13% +$2.7M
MCD icon
207
CALL
McDonald's
MCD
$167B
$23.2M 0.08%
107,900
+26,000
+32% +$5.65M
SBUX icon
208
CALL
Starbucks
SBUX
$108B
$22.8M 0.08%
212,900
+68,000
+47% +$6.49M
UNP icon
209
CALL
Union Pacific
UNP
$163B
$22.7M 0.08%
109,000
+32,400
+42% +$6.47M
MCK icon
210
PUT
McKesson
MCK
$101B
$22.6M 0.08%
130,100
+75,500
+138% +$12.6M
MUB icon
211
iShares National Muni Bond ETF
MUB
$44.4B
$22.6M 0.08%
192,645
+69,199
+56% +$8.04M
SLB icon
212
PUT
SLB Ltd
SLB
$76.5B
$22.4M 0.08%
1,025,700
+316,600
+45% +$5.97M
NOC icon
213
PUT
Northrop Grumman
NOC
$72.5B
$22.1M 0.07%
72,600
+2,500
+4% +$765K
TSLA icon
214
CALL
Tesla
TSLA
$1.47T
$22M 0.07%
93,600
-9,300
-9% -$1.59M
ILMN icon
215
PUT
Illumina
ILMN
$40.8B
$21.7M 0.07%
60,241
-33,204
-36% -$10.6M
ACN icon
216
CALL
Accenture
ACN
$108B
$21.6M 0.07%
82,800
+31,800
+62% +$7.62M
CMI icon
217
PUT
Cummins
CMI
$72.3B
$21.5M 0.07%
94,700
+39,400
+71% +$8.85M
RTX icon
218
RTX Corp
RTX
$255B
$21.4M 0.07%
298,720
-185,275
-38% -$12.2M
JCI icon
219
PUT
Johnson Controls International
JCI
$91B
$21.1M 0.07%
452,500
+14,600
+3% +$649K
NEE icon
220
CALL
NextEra Energy
NEE
$159B
$21.1M 0.07%
273,200
-9,200
-3% -$688K
RTX icon
221
CALL
RTX Corp
RTX
$255B
$20.7M 0.07%
290,100
+82,400
+40% +$5.42M
EQIX icon
222
PUT
Equinix
EQIX
$99.5B
$20.5M 0.07%
28,700
+19,100
+199% +$14.2M
IWM icon
223
iShares Russell 2000 ETF
IWM
$77.3B
$20.4M 0.07%
+104,018
New +$18.2M
DG icon
224
PUT
Dollar General
DG
$27.5B
$20.3M 0.07%
96,500
+30,200
+46% +$6.45M
PNC icon
225
PUT
PNC Financial Services
PNC
$90B
$20.3M 0.07%
136,000
-32,400
-19% -$4.14M
7 8
9
10 11

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.