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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
(+9.8%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$69.1M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$52.1M |
| 3 |
HDFC Bank
HDB
|
+$42M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$36.4M |
| 5 |
RTX Corp
RTX
|
+$29.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$66.8M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$47.3M |
| 3 |
Bank of America
BAC
|
+$14.4M |
| 4 |
Walt Disney
DIS
|
+$12.2M |
| 5 |
NVIDIA
NVDA
|
+$11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.28% |
| 2 | Financials | 0.99% |
| 3 | Consumer Discretionary | 0.91% |
| 4 | Healthcare | 0.85% |
| 5 | Industrials | 0.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SCHW
176
PUT
Charles Schwab
SCHW
$186B
| $12.9M | 0.06% |
235,200
-33,000
| -12% | -$1.99M |
|
177
JPMorgan Chase
JPM
$962B
| $12.9M | 0.06% |
88,736
+87,797
| +9,350% | +$13.2M |
|
178
VanEck Gold Miners ETF
GDX
$27.5B
| $12.9M | 0.06% |
478,111
+455,699
| +2,033% | +$13.4M |
|
179
CALL
PayPal
PYPL
$50.5B
| $12.8M | 0.06% |
218,200
+185,300
| +563% | +$12.1M |
|
180
CALL
Merck
MRK
$322B
| $12.7M | 0.06% |
123,700
+72,200
| +140% | +$7.78M |
|
181
CALL
Starbucks
SBUX
$122B
| $12.4M | 0.06% |
136,400
+3,000
| +2% | +$294K |
|
182
PUT
Altria Group
MO
$109B
| $12.3M | 0.06% |
292,200
+24,600
| +9% | +$1.09M |
|
183
PUT
Lam Research
LRCX
$390B
| $12.3M | 0.06% |
196,000
+11,000
| +6% | +$723K |
|
|
TXNM
184
TXNM Energy Inc
TXNM
$5.91B
| $12.3M | 0.06% |
275,000
-25,000
| -8% | -$1.12M |
|
185
Netflix
NFLX
$311B
| $12M | 0.05% |
319,110
+297,190
| +1,356% | +$12.6M |
|
186
CALL
Pfizer
PFE
$152B
| $12M | 0.05% |
361,600
+5,400
| +2% | +$191K |
|
187
CVS Health
CVS
$120B
| $12M | 0.05% |
171,180
-5,919
| -3% | -$419K |
|
188
PUT
Intuitive Surgical
ISRG
$142B
| $11.9M | 0.05% |
40,700
+15,500
| +62% | +$4.84M |
|
189
PUT
American Express
AXP
$230B
| $11.8M | 0.05% |
79,100
+23,800
| +43% | +$3.89M |
|
190
CALL
Accenture
ACN
$110B
| $11.6M | 0.05% |
37,900
+3,100
| +9% | +$977K |
|
191
Microsoft
MSFT
$3.74T
| $11.6M | 0.05% |
36,788
+24,221
| +193% | +$8M |
|
192
PUT
Elevance Health
ELV
$84.7B
| $11.6M | 0.05% |
26,600
+700
| +3% | +$318K |
|
193
Willis Towers Watson
WTW
$31.8B
| $11.4M | 0.05% |
54,567
+2,595
| +5% | +$554K |
|
194
PUT
Blackrock
BLK
$178B
| $11.4M | 0.05% |
17,600
+4,400
| +33% | +$3.07M |
|
195
PUT
LyondellBasell Industries
LYB
$20.7B
| $11.3M | 0.05% |
119,300
+4,100
| +4% | +$394K |
|
196
PUT
Advanced Micro Devices
AMD
$774B
| $11.2M | 0.05% |
109,300
-135,000
| -55% | -$14.7M |
|
197
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
| $11.2M | 0.05% |
110,001
+102,501
| +1,367% | +$10.8M |
|
198
CALL
Nike
NKE
$61.3B
| $11.2M | 0.05% |
116,900
+69,600
| +147% | +$7.16M |
|
199
CALL
Lowe's Companies
LOW
$124B
| $11.2M | 0.05% |
53,700
+36,500
| +212% | +$8.21M |
|
200
PUT
Medtronic
MDT
$116B
| $11.1M | 0.05% |
142,100
+50,000
| +54% | +$4.19M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2023 Portfolio in Review
As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.
- Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
- Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
- Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
- Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
- Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
- Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
- Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.
Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.