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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
176
CALL
Broadcom
AVGO
$1.98T
$8.83M 0.06%
158,000
+20,000
+14% +$1M
HON icon
177
PUT
Honeywell
HON
$72.9B
$8.74M 0.06%
43,289
+1,910
+5% +$365K
MPC icon
178
PUT
Marathon Petroleum
MPC
$94.5B
$8.71M 0.06%
74,800
+58,300
+353% +$6.64M
ROST icon
179
PUT
Ross Stores
ROST
$80.8B
$8.54M 0.06%
73,600
+3,500
+5% +$357K
HUM icon
180
PUT
Humana
HUM
$44.8B
$8.35M 0.06%
16,300
-2,700
-14% -$1.42M
MS icon
181
CALL
Morgan Stanley
MS
$338B
$8.3M 0.06%
97,600
+63,600
+187% +$5.42M
CTVA icon
182
PUT
Corteva
CTVA
$50.9B
$8.25M 0.06%
140,400
+5,700
+4% +$361K
PDD icon
183
CALL
Pinduoduo
PDD
$129B
$8.15M 0.06%
100,000
+90,000
+900% +$6.27M
PDD icon
184
PUT
Pinduoduo
PDD
$129B
$8.15M 0.06%
100,000
+90,000
+900% +$6.27M
OXY icon
185
PUT
Occidental Petroleum
OXY
$59B
$8.13M 0.06%
129,000
+10,000
+8% +$681K
HD icon
186
CALL
Home Depot
HD
$353B
$8.09M 0.06%
25,600
+15,400
+151% +$4.69M
BDX icon
187
CALL
Becton Dickinson
BDX
$49.4B
$8.06M 0.06%
31,700
+2,000
+7% +$472K
LIN icon
188
CALL
Linde
LIN
$226B
$7.99M 0.06%
24,500
+1,900
+8% +$596K
LBRT icon
189
Liberty Energy
LBRT
$3.51B
$7.99M 0.06%
+498,927
New +$7.94M
FXI icon
190
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$7.94M 0.06%
280,700
-40,000
-12% -$1.03M
WM icon
191
PUT
Waste Management
WM
$90.7B
$7.91M 0.06%
50,400
+3,100
+7% +$499K
GOOG icon
192
Alphabet (Google) Class C
GOOG
$4.19T
$7.83M 0.06%
88,247
-159,098
-64% -$15.2M
PRU icon
193
PUT
Prudential Financial
PRU
$42.2B
$7.8M 0.06%
78,400
+2,700
+4% +$273K
NEE icon
194
CALL
NextEra Energy
NEE
$179B
$7.78M 0.06%
93,100
+3,800
+4% +$307K
MS icon
195
Morgan Stanley
MS
$338B
$7.75M 0.06%
91,157
-62,214
-41% -$5.3M
GIS icon
196
PUT
General Mills
GIS
$20.2B
$7.75M 0.06%
92,400
+12,300
+15% +$1M
PG icon
197
CALL
Procter & Gamble
PG
$338B
$7.73M 0.06%
51,000
+10,900
+27% +$1.53M
NFLX icon
198
CALL
Netflix
NFLX
$311B
$7.58M 0.06%
257,000
-48,000
-16% -$1.35M
BMY icon
199
CALL
Bristol-Myers Squibb
BMY
$130B
$7.56M 0.06%
105,100
+3,800
+4% +$287K
SHW icon
200
Sherwin-Williams
SHW
$88.5B
$7.48M 0.05%
31,498
-17,584
-36% -$4.07M
6 7
8
9 10

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.