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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
176
PUT
Agilent Technologies
A
$48.7B
$26.5M 0.09%
223,400
+86,700
+63% +$9.59M
SO icon
177
PUT
Southern Company
SO
$95.3B
$26.4M 0.09%
430,100
+37,700
+10% +$2.27M
VXX icon
178
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$125M
$26.4M 0.09%
24,567
+14,176
+136% +$18.4M
TMO icon
179
CALL
Thermo Fisher Scientific
TMO
$250B
$26.4M 0.09%
56,600
+15,700
+38% +$7.36M
IBM icon
180
PUT
IBM
IBM
$212B
$26.3M 0.09%
218,719
+40,690
+23% +$4.7M
XOM icon
181
ExxonMobil
XOM
$660B
$26.1M 0.09%
632,624
-313,338
-33% -$11.7M
EEM icon
182
iShares MSCI Emerging Markets ETF
EEM
$31.6B
$26M 0.09%
503,195
+433,733
+624% +$20.9M
SPG icon
183
PUT
Simon Property Group
SPG
$66.3B
$25.9M 0.09%
303,600
+86,100
+40% +$6.57M
WTW icon
184
Willis Towers Watson
WTW
$27.3B
$25.8M 0.09%
122,441
+76,391
+166% +$15.7M
NKE icon
185
CALL
Nike
NKE
$53B
$25.6M 0.09%
180,800
+22,600
+14% +$2.99M
TXNM
186
TXNM Energy Inc
TXNM
$6.44B
$25.6M 0.09%
+526,735
New +$25.4M
AMD icon
187
CALL
Advanced Micro Devices
AMD
$1.03T
$25.5M 0.09%
277,700
+91,800
+49% +$7.92M
EMR icon
188
PUT
Emerson Electric
EMR
$88.3B
$25.3M 0.08%
314,700
+93,100
+42% +$6.92M
COF icon
189
PUT
Capital One
COF
$123B
$25M 0.08%
253,200
+20,000
+9% +$1.7M
NFLX icon
190
CALL
Netflix
NFLX
$296B
$24.9M 0.08%
461,000
-578,000
-56% -$29.3M
FCX icon
191
PUT
Freeport-McMoran
FCX
$104B
$24.9M 0.08%
956,600
+688,800
+257% +$14.3M
SCHW
192
PUT
Charles Schwab
SCHW
$171B
$24.7M 0.08%
465,100
+152,600
+49% +$6.91M
MO icon
193
PUT
Altria Group
MO
$115B
$24.6M 0.08%
600,600
+162,800
+37% +$6.54M
ADI icon
194
PUT
Analog Devices
ADI
$191B
$24.6M 0.08%
166,300
+19,300
+13% +$2.56M
HUM icon
195
PUT
Humana
HUM
$47.8B
$24.4M 0.08%
59,400
-11,600
-16% -$4.82M
HD icon
196
CALL
Home Depot
HD
$293B
$24.3M 0.08%
91,600
-10,100
-10% -$2.78M
CHTR icon
197
CALL
Charter Communications
CHTR
$12.9B
$24.3M 0.08%
36,700
+800
+2% +$509K
AMT icon
198
PUT
American Tower
AMT
$78.8B
$24.1M 0.08%
107,400
-85,000
-44% -$19.8M
BDX icon
199
PUT
Becton Dickinson
BDX
$50.1B
$24.1M 0.08%
98,708
-38,335
-28% -$8.94M
CDNS icon
200
PUT
Cadence Design Systems
CDNS
$89.8B
$23.8M 0.08%
174,200
+57,100
+49% +$6.7M
6 7
8
9 10

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.