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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
151
Bank of America
BAC
$448B
$10.4M 0.08%
313,695
-419,657
-57% -$14.5M
CL icon
152
PUT
Colgate-Palmolive
CL
$73.6B
$10.3M 0.08%
130,700
+4,400
+3% +$330K
AXP icon
153
PUT
American Express
AXP
$230B
$10.2M 0.07%
68,700
+4,800
+8% +$711K
PCGU
154
DELISTED
PG&E Corporation
PCGU
$10.1M 0.07%
70,000
– –
MA icon
155
CALL
Mastercard
MA
$492B
$10M 0.07%
28,900
+3,000
+12% +$987K
WTW icon
156
PUT
Willis Towers Watson
WTW
$31.8B
$9.88M 0.07%
40,400
+100
+0.2% +$22.8K
CMCSA icon
157
CALL
Comcast
CMCSA
$91B
$9.86M 0.07%
282,000
+11,200
+4% +$370K
TSLA icon
158
Tesla
TSLA
$1.31T
$9.76M 0.07%
79,269
+6,937
+10% +$1.31M
CB icon
159
PUT
Chubb
CB
$134B
$9.71M 0.07%
44,000
– –
ATVI
160
DELISTED
Activision Blizzard
ATVI
$9.65M 0.07%
126,081
+109,748
+672% +$8.15M
ADI icon
161
PUT
Analog Devices
ADI
$188B
$9.64M 0.07%
58,800
+4,900
+9% +$765K
CTRA
162
PUT
DELISTED
Coterra Energy
CTRA
$9.57M 0.07%
389,300
+11,100
+3% +$306K
ISRG icon
163
PUT
Intuitive Surgical
ISRG
$142B
$9.55M 0.07%
36,000
+3,700
+11% +$902K
NEE icon
164
PUT
NextEra Energy
NEE
$179B
$9.51M 0.07%
113,700
+19,700
+21% +$1.59M
NOC icon
165
PUT
Northrop Grumman
NOC
$81.8B
$9.49M 0.07%
17,400
+900
+5% +$469K
NKE icon
166
PUT
Nike
NKE
$61.3B
$9.49M 0.07%
81,100
-142,300
-64% -$14.3M
META icon
167
CALL
Meta Platforms (Facebook)
META
$1.53T
$9.43M 0.07%
78,400
-47,200
-38% -$5.54M
C icon
168
CALL
Citigroup
C
$228B
$9.39M 0.07%
207,500
+4,800
+2% +$218K
A icon
169
PUT
Agilent Technologies
A
$42.2B
$9.37M 0.07%
62,600
+200
+0.3% +$28.6K
VZ icon
170
PUT
Verizon
VZ
$196B
$9.33M 0.07%
236,900
+65,800
+38% +$2.48M
SPGI icon
171
PUT
S&P Global
SPGI
$120B
$9.31M 0.07%
27,800
-21,900
-44% -$7.22M
MCK icon
172
PUT
McKesson
MCK
$105B
$9.27M 0.07%
24,700
+11,800
+91% +$4.4M
VMW
173
PUT
DELISTED
VMware, Inc
VMW
$9.21M 0.07%
+75,000
New +$8.65M
MET icon
174
PUT
MetLife
MET
$61.5B
$8.89M 0.06%
122,900
+81,400
+196% +$5.83M
ZTS icon
175
PUT
Zoetis
ZTS
$31.1B
$8.85M 0.06%
60,400
-31,400
-34% -$4.65M
5 6
7
8 9

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.