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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
151
CALL
Netflix
NFLX
$311B
$64M 0.11%
1,062,000
-11,000
-1% -$703K
TMUS icon
152
PUT
T-Mobile US
TMUS
$192B
$63.9M 0.11%
550,600
+102,200
+23% +$12M
JNJ icon
153
CALL
Johnson & Johnson
JNJ
$626B
$63.8M 0.11%
373,100
-130,400
-26% -$21.3M
BAC icon
154
CALL
Bank of America
BAC
$448B
$63.7M 0.11%
1,431,300
-309,700
-18% -$14.1M
EL icon
155
PUT
Estee Lauder
EL
$31.8B
$62.7M 0.1%
169,300
+6,200
+4% +$2.1M
BAC icon
156
Bank of America
BAC
$448B
$62.7M 0.1%
1,408,218
+1,233,070
+704% +$56.2M
WM icon
157
PUT
Waste Management
WM
$90.7B
$62.1M 0.1%
371,800
+26,000
+8% +$4.18M
XLE icon
158
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$61.3M 0.1%
2,208,800
-919,800
-29% -$26M
SPY icon
159
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$60.8M 0.1%
128,000
-27,000
-17% -$12.4M
ATVI
160
PUT
DELISTED
Activision Blizzard
ATVI
$60.4M 0.1%
907,400
+54,000
+6% +$3.69M
BSX icon
161
PUT
Boston Scientific
BSX
$74.2B
$60.4M 0.1%
1,420,700
+131,600
+10% +$5.53M
FISV
162
PUT
Fiserv Inc
FISV
$28B
$58.7M 0.1%
565,700
+90,800
+19% +$9.39M
CDNS icon
163
PUT
Cadence Design Systems
CDNS
$90.2B
$57.2M 0.1%
306,900
+51,600
+20% +$8.99M
FTNT icon
164
PUT
Fortinet
FTNT
$119B
$57.1M 0.1%
795,000
+81,500
+11% +$5.36M
INTC icon
165
CALL
Intel
INTC
$493B
$56.6M 0.09%
1,098,500
+271,700
+33% +$13.9M
DD icon
166
PUT
DuPont de Nemours
DD
$19.5B
$56.6M 0.09%
557,746
-122,129
-18% -$11.6M
TMO icon
167
CALL
Thermo Fisher Scientific
TMO
$224B
$56.2M 0.09%
84,300
+9,100
+12% +$5.68M
FIS icon
168
PUT
Fidelity National Information Services
FIS
$22.1B
$56M 0.09%
512,800
+13,600
+3% +$1.54M
DIS icon
169
CALL
Walt Disney
DIS
$179B
$55.6M 0.09%
358,800
-35,800
-9% -$5.78M
ACN icon
170
CALL
Accenture
ACN
$110B
$55.4M 0.09%
133,600
+16,300
+14% +$5.94M
CMCSA icon
171
CALL
Comcast
CMCSA
$91B
$53.7M 0.09%
1,066,600
+51,600
+5% +$2.69M
MAR icon
172
PUT
Marriott International
MAR
$91.1B
$53.5M 0.09%
324,000
-6,200
-2% -$975K
MRK icon
173
CALL
Merck
MRK
$322B
$53.4M 0.09%
696,900
+129,600
+23% +$10.3M
SPG icon
174
PUT
Simon Property Group
SPG
$71B
$52.8M 0.09%
330,500
+33,800
+11% +$5.16M
VRTX icon
175
PUT
Vertex Pharmaceuticals
VRTX
$134B
$52.7M 0.09%
240,100
-17,800
-7% -$3.46M
5 6
7
8 9

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.