We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
151
CALL
DELISTED
Tiffany & Co.
TIF
$21.6M 0.11%
186,700
+143,000
+327% +$17.4M
TDOC icon
152
Teladoc Health
TDOC
$1.11B
$21.5M 0.11%
+98,051
New +$20.8M
DHR icon
153
CALL
Danaher
DHR
$158B
$21.4M 0.11%
112,349
+11,731
+12% +$2.09M
ISRG icon
154
PUT
Intuitive Surgical
ISRG
$143B
$21.4M 0.11%
90,300
-48,000
-35% -$10.8M
SO icon
155
PUT
Southern Company
SO
$95.3B
$21.3M 0.11%
392,400
+52,200
+15% +$2.79M
QCOM icon
156
CALL
Qualcomm
QCOM
$216B
$21.1M 0.11%
179,300
-20,200
-10% -$2.16M
BAX icon
157
PUT
Baxter International
BAX
$12.1B
$21M 0.11%
261,100
+18,300
+8% +$1.54M
PG icon
158
CALL
Procter & Gamble
PG
$340B
$21M 0.11%
151,000
+58,700
+64% +$7.79M
IBM icon
159
PUT
IBM
IBM
$212B
$20.7M 0.11%
178,029
-85,668
-32% -$10.1M
ALGN icon
160
PUT
Align Technology
ALGN
$10.4B
$20.6M 0.11%
62,800
+15,300
+32% +$4.67M
GS icon
161
PUT
Goldman Sachs
GS
$272B
$20.2M 0.1%
100,500
+27,800
+38% +$5.66M
DD icon
162
PUT
DuPont de Nemours
DD
$17.8B
$20.1M 0.1%
288,154
+74,966
+35% +$5.25M
LOW icon
163
CALL
Lowe's Companies
LOW
$106B
$20M 0.1%
120,800
+30,400
+34% +$4.68M
WMT icon
164
CALL
Walmart Inc
WMT
$857B
$20M 0.1%
428,100
+183,000
+75% +$8.14M
NKE icon
165
CALL
Nike
NKE
$53B
$19.9M 0.1%
158,200
+43,800
+38% +$4.7M
XOM icon
166
CALL
ExxonMobil
XOM
$660B
$19.8M 0.1%
577,800
-124,800
-18% -$5.1M
ABT icon
167
CALL
Abbott
ABT
$175B
$19.7M 0.1%
181,000
+40,000
+28% +$4.06M
BAC icon
168
CALL
Bank of America
BAC
$396B
$19.7M 0.1%
816,300
-104,900
-11% -$2.61M
NEE icon
169
CALL
NextEra Energy
NEE
$159B
$19.6M 0.1%
282,400
+62,800
+29% +$4.34M
ATVI
170
PUT
DELISTED
Activision Blizzard
ATVI
$19.3M 0.1%
239,000
+52,500
+28% +$4.26M
USB icon
171
PUT
US Bancorp
USB
$92.4B
$19.2M 0.1%
535,800
+153,300
+40% +$5.61M
FISV
172
PUT
Fiserv Inc
FISV
$24.7B
$18.9M 0.1%
183,800
+27,800
+18% +$2.77M
XLNX
173
PUT
DELISTED
Xilinx Inc
XLNX
$18.8M 0.1%
180,600
-500
-0.3% -$51.3K
CSCO icon
174
CALL
Cisco
CSCO
$421B
$18.8M 0.1%
476,800
+276,900
+139% +$12.1M
DHI icon
175
PUT
D.R. Horton
DHI
$39.6B
$18.7M 0.1%
246,900
+42,100
+21% +$2.87M
5 6
7
8 9

Similar funds

New York State Teachers Retirement System (NYSTRS)
New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return
Royal London Asset Management
Royal London Asset Management United Kingdom $54.3B AUM 39.21% 1-Year Est. Return
GQG Partners
GQG Partners Ft. Lauderdale, Florida $53.8B AUM 19.23% 1-Year Est. Return
HF
HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return
TCI Fund Management
TCI Fund Management London, United Kingdom $52.8B AUM 12.71% 1-Year Est. Return

Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.