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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
PUT
Boeing
BA
$184B
| $6.54M | 0.07% |
47,900
-10,100
| -17% | -$1.31M |
|
152
CALL
Verizon
VZ
$196B
| $6.45M | 0.07% |
131,300
-182,200
| -58% | -$8.96M |
|
153
CALL
Qualcomm
QCOM
$171B
| $6.41M | 0.07% |
86,300
+23,900
| +38% | +$1.69M |
|
154
CALL
Lennar Class A
LEN
$21.1B
| $6.33M | 0.07% |
+168,090
| New | +$5.67M |
|
155
CALL
United Rentals
URI
$71.2B
| $6.24M | 0.07% |
80,000
| – | – |
|
|
156
PUT
United Rentals
URI
$71.2B
| $6.24M | 0.07% |
80,000
| – | – |
|
|
LIFE
157
PUT
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
| $6.22M | 0.07% |
82,100
+2,100
| +3% | +$158K |
|
158
PUT
Visa
V
$677B
| $6.14M | 0.07% |
110,400
| – | – |
|
159
CALL
Texas Instruments
TXN
$257B
| $6.09M | 0.07% |
138,800
-93,500
| -40% | -$3.91M |
|
160
Booking.com
BKNG
$160B
| $6.07M | 0.07% |
130,475
+62,575
| +92% | +$2.78M |
|
|
161
PUT
Qualcomm
QCOM
$171B
| $6.06M | 0.07% |
81,600
+12,200
| +18% | +$860K |
|
162
CALL
Merck
MRK
$322B
| $6.03M | 0.07% |
126,179
-287,467
| -69% | -$13.1M |
|
163
CALL
Lam Research
LRCX
$390B
| $5.99M | 0.07% |
1,100,000
| – | – |
|
|
164
PUT
Lam Research
LRCX
$390B
| $5.99M | 0.07% |
1,100,000
| – | – |
|
165
PUT
iShares Russell 2000 ETF
IWM
$81.8B
| $5.99M | 0.07% |
+51,900
| New | +$5.73M |
|
|
MRO
166
DELISTED
Marathon Oil Corporation
MRO
| $5.9M | 0.06% |
167,169
+154,689
| +1,239% | +$5.52M |
|
|
JKS
167
PUT
JinkoSolar
JKS
$873M
| $5.86M | 0.06% |
+200,000
| New | +$5.37M |
|
168
PUT
iShares MSCI Japan ETF
EWJ
$22.7B
| $5.86M | 0.06% |
120,600
| – | – |
|
|
169
CALL
Boeing
BA
$184B
| $5.84M | 0.06% |
42,800
-45,100
| -51% | -$5.86M |
|
170
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
| $5.66M | 0.06% |
170,000
+70,000
| +70% | +$2.17M |
|
|
HCBK
171
DELISTED
HUDSON CITY BANCORP INC
HCBK
| $5.66M | 0.06% |
600,300
+200,300
| +50% | +$1.84M |
|
172
PUT
Eagle Materials
EXP
$6.57B
| $5.65M | 0.06% |
+73,000
| New | +$5.49M |
|
|
CIE
173
CALL
DELISTED
Cobalt International Energy, Inc
CIE
| $5.63M | 0.06% |
22,800
-99,140
| -81% | -$31M |
|
174
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
| $5.54M | 0.06% |
+30,000
| New | +$5.31M |
|
|
175
CALL
Eagle Materials
EXP
$6.57B
| $5.51M | 0.06% |
+71,200
| New | +$5.36M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.