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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSS.U
1401
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
$177K ﹤0.01%
+17,800
New +$177K
DFS
1402
DELISTED
Discover Financial Services
DFS
$176K ﹤0.01%
+1,853
New +$175K
VIRX
1403
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$176K ﹤0.01%
+18,977
New +$198K
PKG icon
1404
CALL
Packaging Corp of America
PKG
$22.9B
$175K ﹤0.01%
1,300
-3,900
-75% -$532K
PFG icon
1405
PUT
Principal Financial Group
PFG
$24.6B
$174K ﹤0.01%
2,900
-32,900
-92% -$1.83M
ULTA icon
1406
Ulta Beauty
ULTA
$22.2B
$173K ﹤0.01%
561
-1,657
-75% -$515K
NTRS icon
1407
CALL
Northern Trust
NTRS
$34.8B
$168K ﹤0.01%
1,600
-1,400
-47% -$137K
SIVB
1408
DELISTED
SVB Financial Group
SIVB
$167K ﹤0.01%
+338
New +$166K
NKLA
1409
DELISTED
Nikola Corporation Common Stock
NKLA
$165K ﹤0.01%
397
-610
-61% -$347K
XRT icon
1410
PUT
State Street SPDR S&P Retail ETF
XRT
$643M
$161K ﹤0.01%
+1,800
New +$146K
ZM icon
1411
CALL
Zoom
ZM
$32.2B
$161K ﹤0.01%
500
-5,500
-92% -$2.02M
SPLK
1412
DELISTED
Splunk Inc
SPLK
$160K ﹤0.01%
1,179
-3,628
-75% -$566K
OKTA icon
1413
Okta
OKTA
$26.9B
$159K ﹤0.01%
+720
New +$181K
CFG icon
1414
Citizens Financial Group
CFG
$31.2B
$158K ﹤0.01%
+3,574
New +$149K
FITB
1415
Fifth Third Bancorp
FITB
$52.5B
$157K ﹤0.01%
4,186
-44,843
-91% -$1.52M
HIMS icon
1416
Hims & Hers Health
HIMS
$6.71B
$155K ﹤0.01%
+11,752
New +$197K
FRC
1417
DELISTED
First Republic Bank
FRC
$153K ﹤0.01%
+920
New +$149K
KEY icon
1418
KeyCorp
KEY
$24.6B
$149K ﹤0.01%
7,479
-219,988
-97% -$4.24M
XRX icon
1419
PUT
Xerox
XRX
$412M
$148K ﹤0.01%
6,100
-129,700
-96% -$3.1M
HCII
1420
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$148K ﹤0.01%
+15,000
New +$148K
NOG icon
1421
Northern Oil and Gas
NOG
$2.61B
$142K ﹤0.01%
11,748
-28,445
-71% -$341K
WEC icon
1422
CALL
WEC Energy
WEC
$35.9B
$140K ﹤0.01%
1,500
-11,100
-88% -$968K
WDAY icon
1423
Workday
WDAY
$51B
$136K ﹤0.01%
+547
New +$135K
NOV icon
1424
NOV
NOV
$7.36B
$135K ﹤0.01%
9,851
+3,151
+47% +$45.7K
PTON icon
1425
Peloton Interactive
PTON
$2.44B
$135K ﹤0.01%
+1,205
New +$160K
55 56
57
58 59

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.