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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$871M
Cap. Flow %
-14%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.15%
2 Financials 1.76%
3 Energy 1.3%
4 Consumer Discretionary 1.28%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
1276
PUT
NiSource
NI
$18.9B
– –
-8,600
Closed -$239K
NOC icon
1277
Northrop Grumman
NOC
$72.5B
– –
-11,084
Closed -$3.86M
NOW icon
1278
ServiceNow
NOW
$140B
– –
-19,905
Closed -$1.24M
NTRS icon
1279
CALL
Northern Trust
NTRS
$32.2B
– –
-800
Closed -$85K
NTRS icon
1280
PUT
Northern Trust
NTRS
$32.2B
– –
-5,400
Closed -$574K
NVDA icon
1281
NVIDIA
NVDA
$5.43T
– –
-8,000
Closed -$50.5K
NWSA icon
1282
CALL
News Corp Class A
NWSA
$15.4B
– –
-2,200
Closed -$31K
NWSA icon
1283
PUT
News Corp Class A
NWSA
$15.4B
– –
-7,800
Closed -$110K
OIH icon
1284
CALL
VanEck Oil Services ETF
OIH
$2.03B
– –
-6,000
Closed -$1.59M
OIH icon
1285
PUT
VanEck Oil Services ETF
OIH
$2.03B
– –
-1,385
Closed -$367K
ORCL icon
1286
Oracle
ORCL
$415B
– –
-184,259
Closed -$9.51M
ORLY icon
1287
CALL
O'Reilly Automotive
ORLY
$69.7B
– –
-75,000
Closed -$2.19M
ORLY icon
1288
PUT
O'Reilly Automotive
ORLY
$69.7B
– –
-288,000
Closed -$8.41M
OVV icon
1289
CALL
Ovintiv
OVV
$16.6B
– –
-460
Closed -$11K
OVV icon
1290
Ovintiv
OVV
$16.6B
– –
-18,536
Closed -$435K
OVV icon
1291
PUT
Ovintiv
OVV
$16.6B
– –
-7,280
Closed -$171K
PACB icon
1292
Pacific Biosciences
PACB
$504M
– –
-205,337
Closed -$1.05M
PCG icon
1293
CALL
PG&E
PCG
$37B
– –
-23,300
Closed -$253K
PCG icon
1294
PG&E
PCG
$37B
– –
-14,009
Closed -$152K
PCG icon
1295
PUT
PG&E
PCG
$37B
– –
-19,300
Closed -$210K
PEP icon
1296
PepsiCo
PEP
$176B
– –
-158,843
Closed -$21.5M
PFE icon
1297
Pfizer
PFE
$163B
– –
-214,678
Closed -$7.32M
PFF icon
1298
iShares Preferred and Income Securities ETF
PFF
$12.6B
– –
-93,339
Closed -$3.51M
PFG icon
1299
CALL
Principal Financial Group
PFG
$24.6B
– –
-3,400
Closed -$187K
PFG icon
1300
Principal Financial Group
PFG
$24.6B
– –
-1,064
Closed -$59K
50 51
52
53 54

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $871M in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 93% a quarter earlier, followed by Financials and Energy.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.