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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOV icon
1251
CALL
NOV
NOV
$7.36B
$428K ﹤0.01%
31,200
-52,100
-63% -$756K
KDP icon
1252
PUT
Keurig Dr Pepper
KDP
$42.3B
$426K ﹤0.01%
+12,400
New +$402K
NSTB
1253
DELISTED
Northern Star Investment Corp. II
NSTB
$426K ﹤0.01%
+42,574
New +$437K
TYL icon
1254
CALL
Tyler Technologies
TYL
$13.5B
$425K ﹤0.01%
1,000
+600
+150% +$259K
APA icon
1255
CALL
APA Corp
APA
$14B
$421K ﹤0.01%
23,500
+2,700
+13% +$49.3K
GNW icon
1256
Genworth Financial
GNW
$3.77B
$416K ﹤0.01%
125,339
-401,463
-76% -$1.32M
TFX icon
1257
CALL
Teleflex
TFX
$5.82B
$415K ﹤0.01%
1,000
-200
-17% -$80.1K
PRGO icon
1258
Perrigo
PRGO
$1.78B
$414K ﹤0.01%
10,225
+1,883
+23% +$80.8K
FBIN icon
1259
CALL
Fortune Brands Innovations
FBIN
$5.78B
$412K ﹤0.01%
5,031
+3,627
+258% +$275K
M icon
1260
Macy's
M
$6.27B
$408K ﹤0.01%
25,207
+19,857
+371% +$303K
LNT icon
1261
PUT
Alliant Energy
LNT
$18.2B
$406K ﹤0.01%
7,500
-25,500
-77% -$1.27M
TRMB icon
1262
CALL
Trimble
TRMB
$13.4B
$405K ﹤0.01%
+5,200
New +$376K
KAHC.U
1263
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$400K ﹤0.01%
+40,000
New +$401K
FZT.U
1264
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
$398K ﹤0.01%
+40,000
New +$398K
OKTA icon
1265
PUT
Okta
OKTA
$26.9B
$397K ﹤0.01%
+1,800
New +$452K
ROCRU
1266
DELISTED
Roth CH Acquisition III Co. Unit
ROCRU
$393K ﹤0.01%
+39,276
New +$393K
DE icon
1267
Deere & Co
DE
$165B
$391K ﹤0.01%
1,045
-891
-46% -$292K
CAT icon
1268
Caterpillar
CAT
$393B
$390K ﹤0.01%
1,683
+1,283
+321% +$266K
JD icon
1269
CALL
JD.com
JD
$39.6B
$388K ﹤0.01%
4,600
-24,600
-84% -$2.26M
SJM icon
1270
CALL
J.M. Smucker
SJM
$12.9B
$380K ﹤0.01%
3,000
-7,400
-71% -$874K
ARE icon
1271
CALL
Alexandria Real Estate Equities
ARE
$8.33B
$378K ﹤0.01%
2,300
-2,400
-51% -$400K
DOC icon
1272
PUT
Healthpeak Properties
DOC
$14.3B
$375K ﹤0.01%
11,800
-52,200
-82% -$1.59M
TDY icon
1273
CALL
Teledyne Technologies
TDY
$31.2B
$372K ﹤0.01%
+900
New +$347K
LDOS icon
1274
Leidos
LDOS
$17.9B
$371K ﹤0.01%
3,853
+3,027
+366% +$306K
RMD icon
1275
CALL
ResMed
RMD
$32.9B
$369K ﹤0.01%
1,900
-2,700
-59% -$541K
49 50
51
52 53

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.