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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWT icon
1251
iShares MSCI Taiwan ETF
EWT
$12.5B
– –
-10,669
Closed -$384K
EWY icon
1252
iShares MSCI South Korea ETF
EWY
$27.4B
– –
-19,908
Closed -$1.32M
EWW icon
1253
CALL
iShares MSCI Mexico ETF
EWW
$1.66B
– –
-17,100
Closed -$806K
EWW icon
1254
PUT
iShares MSCI Mexico ETF
EWW
$1.66B
– –
-24,100
Closed -$1.14M
FEZ icon
1255
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.35B
– –
-8,978
Closed -$347K
FXE icon
1256
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$379M
– –
-950,000
Closed -$106M
HD icon
1257
Home Depot
HD
$293B
– –
-6,669
Closed -$1.34M
HON icon
1258
Honeywell
HON
$67.4B
– –
-5,860
Closed -$831K
HUBS icon
1259
PUT
HubSpot
HUBS
$10.7B
– –
-5,000
Closed -$627K
IAU icon
1260
iShares Gold Trust
IAU
$63.6B
– –
-75,000
Closed -$1.8M
IWM icon
1261
iShares Russell 2000 ETF
IWM
$77.3B
– –
-163,216
Closed -$27.6M
JNK icon
1262
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.65B
– –
-34,043
Closed -$3.62M
LLY icon
1263
Eli Lilly
LLY
$1.05T
– –
-3,106
Closed -$311K
LQD icon
1264
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$27.7B
– –
-32,757
Closed -$3.75M
MA icon
1265
Mastercard
MA
$497B
– –
-3,760
Closed -$784K
MDB icon
1266
MongoDB
MDB
$33.1B
– –
-17,600
Closed -$873K
MKC icon
1267
McCormick & Company Non-Voting
MKC
$12.9B
– –
-38
Closed -$2K
MKC icon
1268
PUT
McCormick & Company Non-Voting
MKC
$12.9B
– –
-50,000
Closed -$2.9M
NKE icon
1269
Nike
NKE
$53B
– –
-68
Closed -$5.46K
NSC icon
1270
Norfolk Southern
NSC
$70.3B
– –
-211
Closed -$36K
NXPI icon
1271
NXP Semiconductors
NXPI
$60B
– –
-269,910
Closed -$25.9M
SAM icon
1272
PUT
Boston Beer
SAM
$1.69B
– –
-10,000
Closed -$3M
ECHO
1273
CALL
EchoStar
ECHO
$26.2B
– –
-21,718
Closed -$781K
SHW icon
1274
CALL
Sherwin-Williams
SHW
$79.9B
– –
-1,800
Closed -$245K
SHY icon
1275
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
– –
-7,715
Closed -$643K
49 50
51
52 53

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.