Capstone Investment Advisors’s iShares 1-3 Year Treasury Bond ETF SHY Stock Holding History

Capstone Investment Advisors’s Portfolio SHY Stock Details SHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,715	Closed	-$643K	–	1335
2018 Q2	$643K	Sell	7,715 -5,689	-42%	-$474K	0.01%	458
2018 Q1	$1.12M	Sell	13,404 -69,276	-84%	-$5.79M	0.02%	233
2017 Q4	$6.93M	Sell	82,680 -81,556	-50%	-$6.86M	0.2%	98
2017 Q3	$13.9M	Buy	164,236 +48,144	+41%	+$4.07M	0.49%	55
2017 Q2	$9.81M	Sell	116,092 -55,296	-32%	-$4.67M	0.27%	83
2017 Q1	$14.5M	Sell	171,388 -678	-0.4%	-$57.3K	0.36%	54
2016 Q4	$14.5M	Buy	+172,066	New	+$14.6M	0.45%	41

Other funds holding SHY

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MLM

Mount Lucas Management Newtown, Pennsylvania $281M AUM 36.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

VOYA Investment Management Atlanta, Georgia $116B AUM 61.47% 1-Year Est. Return

Capstone Investment Advisors's SHY Position: Q3 2018 in Review

Capstone Investment Advisors sold out of iShares 1-3 Year Treasury Bond ETF (SHY) in Q3 2018, closing a stake of 7,715 shares — an estimated $643K sold.

Capstone Investment Advisors first reported a position in SHY in Q4 2016 and held it in 7 quarters. The position peaked at $14.5M in Q4 2016. 529 funds tracked by Wall St. Rank hold SHY as of Q3 2018.

Capstone Investment Advisors reported no remaining iShares 1-3 Year Treasury Bond ETF position as of Q3 2018 after selling out during the quarter.
Capstone Investment Advisors sold 7,715 iShares 1-3 Year Treasury Bond ETF shares in Q3 2018, an estimated $643K.
Capstone Investment Advisors first reported a position in iShares 1-3 Year Treasury Bond ETF in Q4 2016 and held it in 7 quarters.
Capstone Investment Advisors's iShares 1-3 Year Treasury Bond ETF position peaked at $14.5M in Q4 2016.
529 funds tracked by Wall St. Rank held iShares 1-3 Year Treasury Bond ETF as of Q3 2018.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.