Capstone Investment Advisors’s iShares Gold Trust IAU Stock Holding History

Capstone Investment Advisors’s Portfolio IAU Stock Details IAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-75,000	Closed	-$1.8M	–	1320
2018 Q2	$1.8M	Sell	75,000 -25,000	-25%	-$627K	0.03%	293
2018 Q1	$2.55M	Sell	100,000 -62,500	-38%	-$1.6M	0.05%	180
2017 Q4	$4.07M	Sell	162,500 -110,762	-41%	-$2.72M	0.11%	123
2017 Q3	$6.73M	Buy	273,262 +138,038	+102%	+$3.4M	0.24%	86
2017 Q2	$3.23M	Buy	135,224 +52,752	+64%	+$1.28M	0.09%	196
2017 Q1	$1.98M	Buy	82,472 +44,525	+117%	+$1.05M	0.05%	284
2016 Q4	$840K	Buy	+37,947	New	+$890K	0.03%	468

Other funds holding IAU

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IVA

International Value Advisers $615M AUM 6.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Bridgewater Associates Westport, Connecticut $22.4B AUM 34.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FTIOP

Fiduciary Trust International of Pennsylvania Radnor, Pennsylvania $2.14B AUM 3.72% 1-Year Est. Return

Capstone Investment Advisors's IAU Position: Q3 2018 in Review

Capstone Investment Advisors sold out of iShares Gold Trust (IAU) in Q3 2018, closing a stake of 75,000 shares — an estimated $1.8M sold.

Capstone Investment Advisors first reported a position in IAU in Q4 2016 and held it in 7 quarters. The position peaked at $6.73M in Q3 2017. 553 funds tracked by Wall St. Rank hold IAU as of Q3 2018.

Capstone Investment Advisors reported no remaining iShares Gold Trust position as of Q3 2018 after selling out during the quarter.
Capstone Investment Advisors sold 75,000 iShares Gold Trust shares in Q3 2018, an estimated $1.8M.
Capstone Investment Advisors first reported a position in iShares Gold Trust in Q4 2016 and held it in 7 quarters.
Capstone Investment Advisors's iShares Gold Trust position peaked at $6.73M in Q3 2017.
553 funds tracked by Wall St. Rank held iShares Gold Trust as of Q3 2018.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.