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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
PUT
Philip Morris
PM
$290B
$112M 0.19%
1,174,300
+225,200
+24% +$21M
DE icon
102
PUT
Deere & Co
DE
$167B
$108M 0.18%
316,200
-14,400
-4% -$5.01M
EEM icon
103
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$105M 0.18%
2,158,800
-583,000
-21% -$29.3M
SCHW
104
PUT
Charles Schwab
SCHW
$186B
$105M 0.18%
1,243,900
+127,200
+11% +$10.3M
BMY icon
105
PUT
Bristol-Myers Squibb
BMY
$130B
$103M 0.17%
1,644,000
+394,200
+32% +$23.1M
CME icon
106
PUT
CME Group
CME
$93.2B
$101M 0.17%
442,100
+60,000
+16% +$13.2M
LRCX icon
107
PUT
Lam Research
LRCX
$390B
$98.9M 0.17%
1,375,000
+2,000
+0.1% +$125K
SHW icon
108
PUT
Sherwin-Williams
SHW
$88.5B
$96.8M 0.16%
275,000
+69,200
+34% +$22.4M
BRK.B icon
109
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$96.5M 0.16%
322,800
+39,800
+14% +$11.4M
JPM icon
110
CALL
JPMorgan Chase
JPM
$962B
$95.4M 0.16%
602,300
-59,500
-9% -$9.77M
ISRG icon
111
PUT
Intuitive Surgical
ISRG
$142B
$94.9M 0.16%
264,000
+74,400
+39% +$25.6M
GILD icon
112
PUT
Gilead Sciences
GILD
$168B
$92.1M 0.15%
1,268,600
-47,800
-4% -$3.29M
KLAC icon
113
PUT
KLA
KLAC
$262B
$91.9M 0.15%
2,136,000
+465,000
+28% +$17.9M
ADP icon
114
PUT
Automatic Data Processing
ADP
$108B
$91.7M 0.15%
372,000
+34,100
+10% +$7.72M
SYK icon
115
PUT
Stryker
SYK
$134B
$91.1M 0.15%
340,700
+52,400
+18% +$13.8M
GM icon
116
PUT
General Motors
GM
$78.4B
$90.9M 0.15%
1,550,300
+328,300
+27% +$19.2M
MMM icon
117
PUT
3M
MMM
$94.4B
$90.8M 0.15%
611,515
+94,484
+18% +$14.1M
COP icon
118
PUT
ConocoPhillips
COP
$151B
$90.6M 0.15%
1,255,300
-249,200
-17% -$18.2M
IWM icon
119
CALL
iShares Russell 2000 ETF
IWM
$81.8B
$88.4M 0.15%
397,600
-187,400
-32% -$42.3M
V icon
120
CALL
Visa
V
$677B
$87.1M 0.15%
401,900
+76,800
+24% +$16.5M
F icon
121
PUT
Ford
F
$55.7B
$83.4M 0.14%
4,015,100
+1,187,300
+42% +$21.9M
PFE icon
122
CALL
Pfizer
PFE
$152B
$83M 0.14%
1,406,400
-181,200
-11% -$8.98M
EEM icon
123
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$83M 0.14%
1,699,800
-1,017,100
-37% -$51.2M
BDX icon
124
PUT
Becton Dickinson
BDX
$49.4B
$82.5M 0.14%
336,303
+48,585
+17% +$11.6M
CI icon
125
PUT
Cigna
CI
$72.4B
$82.4M 0.14%
358,800
+37,900
+12% +$8.05M
3 4
5
6 7

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.