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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
101
PUT
Verizon
VZ
$196B
$50.3M 0.17%
855,600
+46,000
+6% +$2.73M
BABA icon
102
Alibaba
BABA
$306B
$49.9M 0.17%
214,466
+210,263
+5,003% +$58.4M
MA icon
103
CALL
Mastercard
MA
$492B
$49.2M 0.16%
137,900
+45,300
+49% +$15.1M
ELV icon
104
PUT
Elevance Health
ELV
$84.7B
$48.7M 0.16%
151,700
+2,100
+1% +$644K
DE icon
105
PUT
Deere & Co
DE
$167B
$47.2M 0.16%
175,300
+53,200
+44% +$13.2M
LRCX icon
106
PUT
Lam Research
LRCX
$390B
$47M 0.16%
995,000
+125,000
+14% +$5.26M
LIN icon
107
PUT
Linde
LIN
$226B
$45.9M 0.15%
174,300
-53,300
-23% -$13.1M
CSX icon
108
PUT
CSX Corp
CSX
$92.5B
$45.9M 0.15%
1,517,700
+456,600
+43% +$13.1M
ADP icon
109
PUT
Automatic Data Processing
ADP
$108B
$45.7M 0.15%
259,200
+36,400
+16% +$5.98M
VZ icon
110
CALL
Verizon
VZ
$196B
$45.2M 0.15%
768,600
+299,400
+64% +$17.8M
JNJ icon
111
CALL
Johnson & Johnson
JNJ
$626B
$44.7M 0.15%
284,000
+48,900
+21% +$7.22M
BLK icon
112
PUT
Blackrock
BLK
$178B
$44.1M 0.15%
61,100
+7,900
+15% +$5.24M
UNH icon
113
CALL
UnitedHealth
UNH
$361B
$43.8M 0.15%
124,800
+32,200
+35% +$10.8M
MXIM
114
DELISTED
Maxim Integrated Products
MXIM
$43.6M 0.15%
491,494
-95,438
-16% -$7.53M
PG icon
115
CALL
Procter & Gamble
PG
$338B
$43.6M 0.15%
313,000
+162,000
+107% +$22.6M
GE icon
116
PUT
GE Aerospace
GE
$382B
$43.1M 0.14%
800,982
+446,999
+126% +$20M
XLNX
117
DELISTED
Xilinx Inc
XLNX
$42M 0.14%
296,318
+286,494
+2,916% +$37.3M
AXP icon
118
PUT
American Express
AXP
$230B
$39.3M 0.13%
324,900
+145,300
+81% +$16.1M
KLAC icon
119
PUT
KLA
KLAC
$262B
$37.7M 0.13%
1,455,000
+191,000
+15% +$4.45M
ZTS icon
120
PUT
Zoetis
ZTS
$31.1B
$37.5M 0.13%
226,600
+29,900
+15% +$4.86M
ATVI
121
PUT
DELISTED
Activision Blizzard
ATVI
$37M 0.12%
399,000
+160,000
+67% +$13M
EEM icon
122
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$36.9M 0.12%
+715,000
New +$34.4M
LMT icon
123
PUT
Lockheed Martin
LMT
$138B
$36.9M 0.12%
104,000
+9,300
+10% +$3.42M
MMM icon
124
PUT
3M
MMM
$94.4B
$36.8M 0.12%
251,997
+24,757
+11% +$3.51M
XLNX
125
PUT
DELISTED
Xilinx Inc
XLNX
$36.3M 0.12%
256,100
+75,500
+42% +$9.82M
3 4
5
6 7

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.