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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
801
CALL
Ulta Beauty
ULTA
$22.2B
$1.33M 0.01%
5,300
+800
+18% +$245K
EQIX icon
802
CALL
Equinix
EQIX
$106B
$1.33M 0.01%
2,300
– –
EWW icon
803
PUT
iShares MSCI Mexico ETF
EWW
$1.87B
$1.32M 0.01%
+31,000
New +$1.29M
CAT icon
804
Caterpillar
CAT
$393B
$1.32M 0.01%
10,417
-11,309
-52% -$1.44M
WHR icon
805
CALL
Whirlpool
WHR
$2.79B
$1.31M 0.01%
8,300
+2,000
+32% +$287K
FTNT icon
806
CALL
Fortinet
FTNT
$121B
$1.31M 0.01%
85,500
+22,000
+35% +$357K
DVN icon
807
Devon Energy
DVN
$48.8B
$1.31M 0.01%
54,266
+18,798
+53% +$470K
WFC icon
808
Wells Fargo
WFC
$266B
$1.3M 0.01%
25,820
-242,061
-90% -$11.4M
MRO
809
DELISTED
Marathon Oil Corporation
MRO
$1.3M 0.01%
105,866
+28,093
+36% +$363K
STLA icon
810
CALL
Stellantis
STLA
$20.2B
$1.29M 0.01%
100,000
– –
XLU icon
811
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$1.29M 0.01%
40,000
-2,102,800
-98% -$64.9M
MOS icon
812
The Mosaic Company
MOS
$6.92B
$1.29M 0.01%
63,104
+19,025
+43% +$414K
M icon
813
Macy's
M
$6.27B
$1.29M 0.01%
82,766
+33,843
+69% +$627K
SYF icon
814
CALL
Synchrony
SYF
$26.1B
$1.28M 0.01%
37,700
+8,500
+29% +$292K
VRSN icon
815
PUT
VeriSign
VRSN
$26B
$1.28M 0.01%
6,800
-200
-3% -$41.1K
TROW icon
816
PUT
T. Rowe Price
TROW
$23.7B
$1.27M 0.01%
11,100
+1,600
+17% +$178K
SHW icon
817
CALL
Sherwin-Williams
SHW
$87.8B
$1.26M 0.01%
6,900
+4,500
+188% +$765K
MRSH
818
CALL
Marsh
MRSH
$90B
$1.26M 0.01%
12,600
+10,200
+425% +$1.02M
HCA icon
819
HCA Healthcare
HCA
$89.1B
$1.26M 0.01%
10,454
+6,671
+176% +$862K
F icon
820
Ford
F
$55.4B
$1.26M 0.01%
137,292
-17,523
-11% -$166K
BKR icon
821
CALL
Baker Hughes
BKR
$63B
$1.26M 0.01%
54,200
+35,900
+196% +$842K
MKC icon
822
PUT
McCormick & Company Non-Voting
MKC
$14.6B
$1.25M 0.01%
16,000
+9,400
+142% +$755K
KSU
823
CALL
DELISTED
Kansas City Southern
KSU
$1.25M 0.01%
9,400
-1,400
-13% -$175K
PEP icon
824
PepsiCo
PEP
$192B
$1.25M 0.01%
9,096
+2,398
+36% +$319K
APD icon
825
CALL
Air Products & Chemicals
APD
$68B
$1.24M 0.01%
+5,600
New +$1.26M
31 32
33
34 35

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.