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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
51
PUT
Starbucks
SBUX
$122B
$91.1M 0.31%
851,700
+247,700
+41% +$23.7M
CBPO
52
DELISTED
China Biologic Products Holdings, Inc.
CBPO
$90.5M 0.3%
766,288
+266,072
+53% +$30.9M
MDT icon
53
PUT
Medtronic
MDT
$116B
$88.4M 0.3%
755,000
+395,000
+110% +$43.5M
PFE icon
54
PUT
Pfizer
PFE
$152B
$88.1M 0.3%
2,393,800
+1,310,815
+121% +$48.1M
INTC icon
55
PUT
Intel
INTC
$493B
$87.2M 0.29%
1,749,400
+279,900
+19% +$13.7M
GOOG icon
56
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$84.1M 0.28%
960,000
+92,000
+11% +$7.76M
PYPL icon
57
CALL
PayPal
PYPL
$50.5B
$82.6M 0.28%
352,500
+56,100
+19% +$11.6M
KO icon
58
PUT
Coca-Cola
KO
$372B
$81.3M 0.27%
1,482,200
+416,900
+39% +$21.6M
META icon
59
Meta Platforms (Facebook)
META
$1.53T
$80.4M 0.27%
294,187
+292,708
+19,791% +$80.2M
LLY icon
60
PUT
Eli Lilly
LLY
$1.08T
$80.1M 0.27%
474,300
+57,100
+14% +$8.53M
NKE icon
61
PUT
Nike
NKE
$61.3B
$80M 0.27%
565,200
+104,700
+23% +$13.9M
AMGN icon
62
PUT
Amgen
AMGN
$224B
$79.8M 0.27%
347,100
+12,800
+4% +$2.95M
NEE icon
63
PUT
NextEra Energy
NEE
$179B
$79.6M 0.27%
1,031,900
+181,900
+21% +$13.6M
HON icon
64
PUT
Honeywell
HON
$72.9B
$79.4M 0.27%
396,284
+156,816
+65% +$28.5M
CVX icon
65
PUT
Chevron
CVX
$386B
$78.9M 0.26%
934,100
+421,500
+82% +$34.1M
ACN icon
66
PUT
Accenture
ACN
$110B
$76.6M 0.26%
293,100
+36,200
+14% +$8.68M
EFA icon
67
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$74.9M 0.25%
+1,026,600
New +$70.2M
MCD icon
68
PUT
McDonald's
MCD
$194B
$74.5M 0.25%
347,100
+66,600
+24% +$14.5M
NOW icon
69
PUT
ServiceNow
NOW
$132B
$74.3M 0.25%
675,000
+304,000
+82% +$31.6M
CMCSA icon
70
CALL
Comcast
CMCSA
$91B
$73.1M 0.24%
1,395,100
+580,600
+71% +$27.8M
XOM icon
71
PUT
ExxonMobil
XOM
$657B
$72.5M 0.24%
1,759,600
+279,300
+19% +$10.5M
CHTR icon
72
PUT
Charter Communications
CHTR
$18.8B
$72.4M 0.24%
109,500
-9,000
-8% -$5.73M
ORCL icon
73
PUT
Oracle
ORCL
$419B
$71.6M 0.24%
1,106,100
+297,600
+37% +$17.7M
PEP icon
74
PUT
PepsiCo
PEP
$189B
$70.7M 0.24%
477,000
-18,600
-4% -$2.64M
INTU icon
75
PUT
Intuit
INTU
$92B
$70M 0.23%
184,400
+50,400
+38% +$17.7M
1 2
3
4 5

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.