We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.89%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.31B
AUM Growth
-$2.77B
Cap. Flow
-$2.34B
Cap. Flow %
-54.41%
Top 10 Hldgs %
42.2%
Holding
510
New
224
Increased
49
Reduced
96
Closed
115

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$60.1M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$53.7M
3
PRE
PARTNERRE LTD
PRE
+$44.4M
4
CB
CHUBB CORPORATION
CB
+$30.6M
5
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$30.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$81.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$66.3M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$51.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$44.1M
5
ANN
ANN INC
ANN
+$36.2M

Sector Composition

Rank Sector Weight
1 Financials 4.59%
2 Industrials 2.04%
3 Communication Services 1.98%
4 Materials 1.23%
5 Consumer Staples 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
51
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$13.9M 0.32%
+434,000
New +$13.3M
GE icon
52
CALL
GE Aerospace
GE
$382B
$13.5M 0.31%
112,052
-93,584
-46% -$11.5M
LNKD
53
CALL
DELISTED
LinkedIn Corporation
LNKD
$12.8M 0.3%
+67,500
New +$13.4M
ALTR
54
DELISTED
Altera Corp
ALTR
$12.5M 0.29%
250,000
-50,000
-17% -$2.49M
HYG icon
55
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$12.5M 0.29%
150,000
-2,680,600
-95% -$232M
DIS icon
56
PUT
Walt Disney
DIS
$179B
$12.1M 0.28%
118,800
-81,200
-41% -$8.84M
VDTH
57
DELISTED
Videocon d2h Limited
VDTH
$11.8M 0.27%
1,220,123
+220,123
+22% +$2.54M
IWM icon
58
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$11.4M 0.27%
104,700
+22,900
+28% +$2.72M
SFG
59
DELISTED
STANCORP FINL GRP
SFG
$11.4M 0.27%
+100,000
New +$10.5M
DIS icon
60
Walt Disney
DIS
$179B
$11.2M 0.26%
+109,139
New +$11.9M
VXX
61
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$10.3M 0.24%
25,000
-24,125
-49% -$8.02M
SPY icon
62
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$9.58M 0.22%
50,000
-25,000
-33% -$5.07M
CSCO icon
63
CALL
Cisco
CSCO
$475B
$9.44M 0.22%
359,600
-590,700
-62% -$16M
EFA icon
64
iShares MSCI EAFE ETF
EFA
$79.9B
$9.4M 0.22%
164,000
-1,073,196
-87% -$66.3M
LNKD
65
PUT
DELISTED
LinkedIn Corporation
LNKD
$9.39M 0.22%
+49,400
New +$9.81M
AVGO icon
66
CALL
Broadcom
AVGO
$1.98T
$9.38M 0.22%
750,000
-1,732,000
-70% -$21.9M
AVGO icon
67
PUT
Broadcom
AVGO
$1.98T
$9.38M 0.22%
+750,000
New +$9.48M
HLF icon
68
CALL
Herbalife
HLF
$1.23B
$9.36M 0.22%
343,600
-117,800
-26% -$3.23M
PARA
69
CALL
DELISTED
Paramount Global Class B
PARA
$9.34M 0.22%
234,100
+89,800
+62% +$4.36M
AIG icon
70
PUT
American International
AIG
$40.4B
$9.23M 0.21%
162,500
+800
+0.5% +$48.9K
WBA
71
PUT
DELISTED
Walgreens Boots Alliance
WBA
$9.01M 0.21%
108,400
+19,000
+21% +$1.72M
BIDU icon
72
PUT
Baidu
BIDU
$35.9B
$8.88M 0.21%
64,600
-234,000
-78% -$38.6M
SLH
73
PUT
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$8.42M 0.2%
+156,000
New +$7.09M
EEM icon
74
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$8.19M 0.19%
250,000
-1,450,000
-85% -$51.2M
EEM icon
75
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$8.05M 0.19%
245,719
-285,021
-54% -$10.1M
1 2
3
4 5

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Investment Advisors held 510 positions worth $4.31B, down 39% from $7.07B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors withdrew a net $2.34B in Q3 2015, closing 115 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $81.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, up from 0.97% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in iShares China Large-Cap ETF worth $54.9M.

  • Capstone Investment Advisors's largest Q3 2015 buy was iShares China Large-Cap ETF: 1,546,981 shares worth $54.9M.
  • Capstone Investment Advisors added most to CITY NATIONAL CORPORATION in Q3 2015, an estimated $13.7M increase.
  • Capstone Investment Advisors's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $66.3M.
  • Capstone Investment Advisors fully exited Apple in Q3 2015, selling an estimated $81.3M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $4.31B portfolio in Q3 2015.
  • Capstone Investment Advisors opened 224 new positions and closed 115 in Q3 2015.
  • Capstone Investment Advisors's portfolio value fell 39% quarter-over-quarter to $4.31B.

Based on Capstone Investment Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.