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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$453M
Cap. Flow %
-5.77%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.69%
2 Technology 2.06%
3 Communication Services 1.57%
4 Consumer Staples 1.05%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
51
CALL
DELISTED
Twitter, Inc.
TWTR
$21.3M 0.27%
457,000
+257,500
+129% +$14.6M
MO icon
52
CALL
Altria Group
MO
$115B
$21.2M 0.27%
565,100
+235,800
+72% +$8.57M
GS icon
53
CALL
Goldman Sachs
GS
$272B
$20.5M 0.26%
125,300
+86,100
+220% +$14.5M
KFN
54
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$19.6M 0.25%
1,693,937
+1,542,937
+1,022% +$18.9M
FRX
55
DELISTED
FOREST LABORATORIES INC
FRX
$19M 0.24%
206,183
+181,183
+725% +$14.6M
STWD icon
56
Starwood Property Trust
STWD
$5.32B
$18.9M 0.24%
800,000
+55,880
+8% +$1.33M
BMY icon
57
CALL
Bristol-Myers Squibb
BMY
$128B
$18.6M 0.24%
+358,400
New +$19.1M
SWY
58
CALL
DELISTED
SAFEWAY INC
SWY
$18.5M 0.24%
+558,500
New +$17.3M
F icon
59
Ford
F
$50.7B
$18.3M 0.23%
1,174,400
-690,699
-37% -$10.7M
FCX icon
60
CALL
Freeport-McMoran
FCX
$104B
$18.1M 0.23%
546,200
+307,100
+128% +$10.2M
AIG icon
61
CALL
American International
AIG
$38.8B
$17.9M 0.23%
358,700
-421,600
-54% -$21M
UNS
62
DELISTED
UNS ENERGY CORP COM
UNS
$17.4M 0.22%
290,563
+40,563
+16% +$2.43M
FWLT
63
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$17.3M 0.22%
+534,030
New +$16.7M
BKNG icon
64
Booking.com
BKNG
$123B
$17.2M 0.22%
360,250
+229,775
+176% +$11.3M
DE icon
65
CALL
Deere & Co
DE
$186B
$17.1M 0.22%
+188,500
New +$16.5M
MSFT icon
66
PUT
Microsoft
MSFT
$3.83T
$16.8M 0.21%
410,400
-195,500
-32% -$7.34M
JPM icon
67
PUT
JPMorgan Chase
JPM
$912B
$16.7M 0.21%
+274,600
New +$15.9M
TMUS icon
68
CALL
T-Mobile US
TMUS
$177B
$16.6M 0.21%
503,200
+458,200
+1,018% +$14.5M
CVX icon
69
PUT
Chevron
CVX
$401B
$16.1M 0.2%
+135,000
New +$15.7M
GOOG icon
70
PUT
Alphabet (Google) Class C
GOOG
$4.17T
$15.7M 0.2%
566,114
-13,614,841
-96% -$396M
TSN icon
71
CALL
Tyson Foods
TSN
$17.9B
$15M 0.19%
+341,700
New +$12.9M
PG icon
72
Procter & Gamble
PG
$340B
$14.8M 0.19%
183,951
-450,032
-71% -$35.5M
TFCF
73
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$14.8M 0.19%
+475,000
New +$15.2M
SWY
74
DELISTED
SAFEWAY INC
SWY
$14.8M 0.19%
+446,800
New +$13.9M
TWTR
75
DELISTED
Twitter, Inc.
TWTR
$14M 0.18%
300,000
+169,081
+129% +$9.57M
1 2
3
4 5

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $453M in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 89% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.