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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
26
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$46.4M 0.34%
+643,380
New +$45.8M
JNJ icon
27
PUT
Johnson & Johnson
JNJ
$626B
$46.3M 0.34%
262,100
+37,800
+17% +$6.53M
AMZN icon
28
Amazon
AMZN
$2.94T
$45.3M 0.33%
539,418
-297,372
-36% -$29.4M
JPM icon
29
CALL
JPMorgan Chase
JPM
$962B
$43.5M 0.32%
324,200
+211,400
+187% +$26.8M
PG icon
30
PUT
Procter & Gamble
PG
$338B
$43M 0.31%
284,000
+16,600
+6% +$2.33M
FXI icon
31
iShares China Large-Cap ETF
FXI
$4.25B
$42.6M 0.31%
1,506,596
+102,062
+7% +$2.64M
ASHR icon
32
CALL
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$42M 0.31%
+1,500,000
New +$40.8M
O icon
33
Realty Income
O
$58.6B
$41.8M 0.3%
658,299
+609,700
+1,255% +$37.9M
UNH icon
34
PUT
UnitedHealth
UNH
$361B
$41.1M 0.3%
77,500
+800
+1% +$424K
GLD icon
35
PUT
SPDR Gold Trust
GLD
$143B
$39.6M 0.29%
+233,400
New +$37.6M
TEAM icon
36
CALL
Atlassian
TEAM
$39.1B
$39.5M 0.29%
306,700
+256,700
+513% +$40.9M
GLD icon
37
SPDR Gold Trust
GLD
$143B
$38.8M 0.28%
+228,481
New +$36.8M
HD icon
38
PUT
Home Depot
HD
$353B
$37.4M 0.27%
118,400
-49,300
-29% -$15M
GOOG icon
39
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$36.4M 0.26%
410,000
-19,100
-4% -$1.82M
GOOGL icon
40
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$35.4M 0.26%
401,000
-185,200
-32% -$17.6M
GOOG icon
41
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$35M 0.26%
394,800
+250,300
+173% +$23.9M
AVGO icon
42
PUT
Broadcom
AVGO
$1.98T
$31.6M 0.23%
565,000
+18,000
+3% +$903K
CSCO icon
43
PUT
Cisco
CSCO
$475B
$31.1M 0.23%
652,800
+18,300
+3% +$833K
ABBV icon
44
PUT
AbbVie
ABBV
$442B
$30.3M 0.22%
187,700
+3,500
+2% +$537K
META icon
45
PUT
Meta Platforms (Facebook)
META
$1.53T
$27.4M 0.2%
227,600
-103,500
-31% -$12.2M
IWN icon
46
iShares Russell 2000 Value ETF
IWN
$14.6B
$26.6M 0.19%
191,575
+49,360
+35% +$6.97M
NVDA icon
47
PUT
NVIDIA
NVDA
$5.27T
$26M 0.19%
1,782,000
+510,000
+40% +$7.48M
PFE icon
48
PUT
Pfizer
PFE
$152B
$25.6M 0.19%
500,300
+43,300
+9% +$2.08M
VRTX icon
49
PUT
Vertex Pharmaceuticals
VRTX
$134B
$25.2M 0.18%
87,400
+15,300
+21% +$4.66M
EEM icon
50
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$24.8M 0.18%
653,100
-7,554,200
-92% -$279M
1
2
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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.