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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
26
PUT
Netflix
NFLX
$311B
$175M 0.58%
3,228,000
+601,000
+23% +$30.5M
AMZN icon
27
CALL
Amazon
AMZN
$2.94T
$154M 0.51%
944,000
-518,000
-35% -$82.7M
UNH icon
28
PUT
UnitedHealth
UNH
$361B
$152M 0.51%
433,900
+107,100
+33% +$35.9M
WORK
29
DELISTED
Slack Technologies, Inc.
WORK
$149M 0.5%
+3,536,973
New +$120M
QCOM icon
30
PUT
Qualcomm
QCOM
$171B
$146M 0.49%
956,400
+293,400
+44% +$40.9M
COST icon
31
PUT
Costco
COST
$419B
$141M 0.47%
373,900
+130,600
+54% +$48.8M
VAR
32
DELISTED
Varian Medical Systems, Inc.
VAR
$135M 0.45%
773,343
+705,169
+1,034% +$122M
TSLA icon
33
PUT
Tesla
TSLA
$1.31T
$130M 0.44%
553,200
-8,700
-2% -$1.48M
ADBE icon
34
PUT
Adobe
ADBE
$105B
$129M 0.43%
258,500
-3,100
-1% -$1.5M
CMCSA icon
35
PUT
Comcast
CMCSA
$91B
$128M 0.43%
2,437,800
+937,400
+62% +$44.9M
META icon
36
CALL
Meta Platforms (Facebook)
META
$1.53T
$127M 0.43%
465,100
+127,300
+38% +$34.9M
HD icon
37
PUT
Home Depot
HD
$353B
$126M 0.42%
473,400
+87,600
+23% +$24.1M
TMO icon
38
PUT
Thermo Fisher Scientific
TMO
$224B
$122M 0.41%
262,600
+89,400
+52% +$41.9M
PG icon
39
PUT
Procter & Gamble
PG
$338B
$122M 0.41%
876,600
+144,300
+20% +$20.2M
CRM icon
40
PUT
Salesforce
CRM
$162B
$118M 0.4%
530,300
+152,500
+40% +$37.1M
JNJ icon
41
PUT
Johnson & Johnson
JNJ
$626B
$117M 0.39%
741,300
+21,700
+3% +$3.2M
WMT icon
42
PUT
Walmart Inc
WMT
$901B
$109M 0.37%
2,272,500
+889,800
+64% +$43.2M
AVGO icon
43
PUT
Broadcom
AVGO
$1.98T
$108M 0.36%
2,462,000
+413,000
+20% +$16.1M
TXN icon
44
PUT
Texas Instruments
TXN
$257B
$106M 0.36%
648,800
+256,600
+65% +$39.9M
AMD icon
45
PUT
Advanced Micro Devices
AMD
$774B
$100M 0.34%
1,095,500
+350,900
+47% +$30.3M
ABT icon
46
PUT
Abbott
ABT
$190B
$100M 0.34%
916,500
+335,700
+58% +$36.5M
GOOGL icon
47
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$99.5M 0.33%
1,136,000
+218,000
+24% +$18.3M
ABBV icon
48
PUT
AbbVie
ABBV
$442B
$98M 0.33%
915,000
+445,800
+95% +$42.8M
DHR icon
49
PUT
Danaher
DHR
$146B
$93.3M 0.31%
473,760
+172,810
+57% +$34.6M
BAC icon
50
PUT
Bank of America
BAC
$448B
$93M 0.31%
3,067,000
+1,058,100
+53% +$28.4M
1
2
3 4 5

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.