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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
301
PUT
Ball Corp
BALL
$16.5B
$13.7M 0.05%
146,600
+37,700
+35% +$3.49M
VTR icon
302
PUT
Ventas
VTR
$45.4B
$13.7M 0.05%
278,400
+16,500
+6% +$763K
PGR icon
303
CALL
Progressive
PGR
$122B
$13.6M 0.05%
137,700
-10,300
-7% -$974K
MCO icon
304
PUT
Moody's
MCO
$82.4B
$13.6M 0.05%
46,900
-15,600
-25% -$4.36M
IWM icon
305
CALL
iShares Russell 2000 ETF
IWM
$81.9B
$13.5M 0.05%
69,100
+34,100
+97% +$5.97M
AMZN icon
306
Amazon
AMZN
$2.9T
$13.5M 0.05%
82,600
+81,540
+7,692% +$13M
AMGN icon
307
Amgen
AMGN
$225B
$13.4M 0.04%
+58,066
New +$13.4M
KMB icon
308
PUT
Kimberly-Clark
KMB
$36.1B
$13.3M 0.04%
98,700
-7,200
-7% -$1.01M
DUK icon
309
PUT
Duke Energy
DUK
$96B
$13.3M 0.04%
144,800
+28,500
+25% +$2.64M
F icon
310
PUT
Ford
F
$55.2B
$13.2M 0.04%
1,500,700
+967,400
+181% +$8.1M
INTC icon
311
Intel
INTC
$509B
$13.1M 0.04%
+263,901
New +$12.9M
PAYX icon
312
PUT
Paychex
PAYX
$42.4B
$13M 0.04%
139,800
+12,700
+10% +$1.13M
SPG icon
313
Simon Property Group
SPG
$71.3B
$12.9M 0.04%
151,113
+20,214
+15% +$1.54M
NSC icon
314
CALL
Norfolk Southern
NSC
$74.9B
$12.8M 0.04%
53,700
+22,200
+70% +$5.05M
HLT icon
315
PUT
Hilton Worldwide
HLT
$72.5B
$12.7M 0.04%
113,800
+50,200
+79% +$4.97M
TFC icon
316
CALL
Truist Financial
TFC
$63.9B
$12.6M 0.04%
262,800
+96,800
+58% +$4.38M
AFL icon
317
PUT
Aflac
AFL
$60.4B
$12.5M 0.04%
280,300
-91,500
-25% -$3.75M
RF icon
318
PUT
Regions Financial
RF
$26.8B
$12.5M 0.04%
772,600
+95,500
+14% +$1.38M
IBM icon
319
CALL
IBM
IBM
$220B
$12.4M 0.04%
102,822
-38,911
-27% -$4.5M
APD icon
320
PUT
Air Products & Chemicals
APD
$68.2B
$12.3M 0.04%
45,100
-8,700
-16% -$2.45M
ETN icon
321
PUT
Eaton
ETN
$180B
$12.3M 0.04%
102,300
+4,100
+4% +$463K
QRVO icon
322
PUT
Qorvo
QRVO
$8.51B
$12.3M 0.04%
73,900
+35,000
+90% +$5.15M
SRE icon
323
PUT
Sempra
SRE
$56.1B
$12.2M 0.04%
192,200
-71,600
-27% -$4.61M
LEN icon
324
PUT
Lennar Class A
LEN
$20.6B
$12.2M 0.04%
165,383
+29,337
+22% +$2.2M
CVS icon
325
CALL
CVS Health
CVS
$120B
$11.9M 0.04%
174,100
-22,100
-11% -$1.44M
11 12
13
14 15

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.