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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
276
Stryker
SYK
$132B
$5.02M 0.04%
20,518
-21,027
-51% -$4.77M
YUM icon
277
PUT
Yum! Brands
YUM
$40.5B
$5.01M 0.04%
39,100
+2,000
+5% +$242K
PEP icon
278
CALL
PepsiCo
PEP
$188B
$5M 0.04%
27,700
-12,000
-30% -$2.14M
IBM icon
279
CALL
IBM
IBM
$220B
$5M 0.04%
35,500
+3,500
+11% +$483K
GE icon
280
GE Aerospace
GE
$379B
$4.99M 0.04%
95,586
-46,006
-32% -$2.26M
MCD icon
281
CALL
McDonald's
MCD
$194B
$4.98M 0.04%
18,900
+1,700
+10% +$448K
ELV icon
282
CALL
Elevance Health
ELV
$85.3B
$4.98M 0.04%
9,700
+1,200
+14% +$609K
ANET icon
283
PUT
Arista Networks
ANET
$260B
$4.95M 0.04%
163,200
– –
DLTR icon
284
PUT
Dollar Tree
DLTR
$24.6B
$4.92M 0.04%
34,800
+2,100
+6% +$312K
GS icon
285
Goldman Sachs
GS
$304B
$4.92M 0.04%
14,315
-8,494
-37% -$2.96M
PLD icon
286
Prologis
PLD
$132B
$4.89M 0.04%
43,400
-41,295
-49% -$4.57M
TXNM
287
TXNM Energy Inc
TXNM
$5.91B
$4.88M 0.04%
+100,000
New +$4.76M
BRK.B icon
288
Berkshire Hathaway Class B
BRK.B
$1.09T
$4.88M 0.04%
15,790
-78,744
-83% -$23.4M
NVDA icon
289
CALL
NVIDIA
NVDA
$5.41T
$4.87M 0.04%
333,000
+120,000
+56% +$1.76M
OTIS icon
290
PUT
Otis Worldwide
OTIS
$27.9B
$4.82M 0.04%
61,500
+7,400
+14% +$546K
MA icon
291
Mastercard
MA
$488B
$4.8M 0.04%
13,815
-1,265
-8% -$416K
EL icon
292
PUT
Estee Lauder
EL
$31.8B
$4.76M 0.03%
19,200
-11,600
-38% -$2.59M
TSLA icon
293
CALL
Tesla
TSLA
$1.28T
$4.75M 0.03%
38,600
+29,400
+320% +$5.57M
DIS icon
294
Walt Disney
DIS
$178B
$4.75M 0.03%
54,669
-75,286
-58% -$7.2M
MCHP icon
295
Microchip Technology
MCHP
$43.9B
$4.72M 0.03%
67,158
-6,561
-9% -$452K
MNST icon
296
PUT
Monster Beverage
MNST
$89.3B
$4.7M 0.03%
185,200
+4,800
+3% +$116K
NKE icon
297
Nike
NKE
$60.3B
$4.66M 0.03%
39,812
-175,795
-82% -$17.7M
C icon
298
Citigroup
C
$231B
$4.65M 0.03%
102,876
-260,429
-72% -$11.8M
ALL icon
299
PUT
Allstate
ALL
$65.4B
$4.65M 0.03%
34,300
+4,300
+14% +$562K
TMO icon
300
Thermo Fisher Scientific
TMO
$221B
$4.64M 0.03%
8,434
-7,979
-49% -$4.23M
10 11
12
13 14

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.