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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
276
PUT
Aptiv
APTV
$9.3B
$16M 0.05%
122,900
+47,900
+64% +$5.32M
BLK icon
277
CALL
Blackrock
BLK
$168B
$15.8M 0.05%
21,900
+4,600
+27% +$3.05M
WM icon
278
PUT
Waste Management
WM
$82.7B
$15.7M 0.05%
133,200
+28,800
+28% +$3.36M
GIS icon
279
PUT
General Mills
GIS
$18B
$15.7M 0.05%
267,000
+33,500
+14% +$2.03M
SPGI icon
280
PUT
S&P Global
SPGI
$119B
$15.5M 0.05%
47,200
+21,500
+84% +$7.25M
DLTR icon
281
PUT
Dollar Tree
DLTR
$21.4B
$15.4M 0.05%
142,600
+35,100
+33% +$3.52M
ECL icon
282
PUT
Ecolab
ECL
$78.3B
$15.4M 0.05%
71,100
+9,100
+15% +$1.9M
KEYS icon
283
PUT
Keysight
KEYS
$61.7B
$15.3M 0.05%
115,500
+27,900
+32% +$3.21M
CTSH icon
284
PUT
Cognizant
CTSH
$25.8B
$15.2M 0.05%
185,500
+34,500
+23% +$2.63M
CSX icon
285
CALL
CSX Corp
CSX
$86.7B
$15.2M 0.05%
501,600
+133,500
+36% +$3.84M
CNC icon
286
PUT
Centene
CNC
$30.5B
$15.1M 0.05%
250,700
+49,600
+25% +$3.15M
MSFT icon
287
Microsoft
MSFT
$3.83T
$14.9M 0.05%
67,139
+63,560
+1,776% +$13.7M
BA icon
288
CALL
Boeing
BA
$157B
$14.9M 0.05%
69,400
-21,500
-24% -$4.13M
BKNG icon
289
CALL
Booking.com
BKNG
$123B
$14.7M 0.05%
165,000
-42,500
-20% -$3.28M
LLY icon
290
CALL
Eli Lilly
LLY
$1.05T
$14.6M 0.05%
86,500
+20,800
+32% +$3.11M
VLO icon
291
PUT
Valero Energy
VLO
$111B
$14.5M 0.05%
257,100
+45,800
+22% +$2.25M
PPG icon
292
PUT
PPG Industries
PPG
$23.9B
$14.4M 0.05%
99,800
+34,600
+53% +$4.82M
AMAT icon
293
CALL
Applied Materials
AMAT
$385B
$14.3M 0.05%
166,200
+27,400
+20% +$2.03M
MDT icon
294
CALL
Medtronic
MDT
$113B
$14.3M 0.05%
121,800
-7,200
-6% -$793K
FTNT icon
295
PUT
Fortinet
FTNT
$127B
$14.3M 0.05%
480,000
+147,500
+44% +$3.73M
LIN icon
296
CALL
Linde
LIN
$217B
$14.2M 0.05%
53,900
-5,800
-10% -$1.42M
FTV icon
297
PUT
Fortive
FTV
$16.9B
$14.1M 0.05%
264,206
+17,620
+7% +$906K
MRK icon
298
CALL
Merck
MRK
$367B
$13.9M 0.05%
178,684
-33,955
-16% -$2.6M
HSY icon
299
PUT
Hershey
HSY
$33.4B
$13.8M 0.05%
90,600
+4,300
+5% +$636K
WFC icon
300
CALL
Wells Fargo
WFC
$251B
$13.7M 0.05%
453,900
+81,600
+22% +$2.11M
10 11
12
13 14

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.