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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
276
PUT
Edwards Lifesciences
EW
$49.7B
$3.34M 0.04%
+57,600
New +$2.82M
KMB icon
277
PUT
Kimberly-Clark
KMB
$32.7B
$3.32M 0.04%
29,200
+21,900
+300% +$2.46M
WFC icon
278
Wells Fargo
WFC
$251B
$3.3M 0.04%
62,861
+44,444
+241% +$2.54M
DIS icon
279
CALL
Walt Disney
DIS
$183B
$3.3M 0.04%
28,200
+25,600
+985% +$2.85M
NAVG
280
DELISTED
Navigators Group Inc
NAVG
$3.28M 0.04%
+47,444
New +$3.04M
WBA
281
PUT
DELISTED
Walgreens Boots Alliance
WBA
$3.25M 0.04%
+44,600
New +$3.03M
STZ icon
282
PUT
Constellation Brands
STZ
$19.4B
$3.17M 0.04%
14,700
+12,100
+465% +$2.57M
C icon
283
CALL
Citigroup
C
$225B
$3.16M 0.04%
44,000
+18,300
+71% +$1.29M
ABBV icon
284
CALL
AbbVie
ABBV
$467B
$3.15M 0.04%
33,300
+24,400
+274% +$2.31M
TGT icon
285
PUT
Target
TGT
$71.5B
$3.1M 0.04%
35,100
+18,200
+108% +$1.51M
MSFT icon
286
Microsoft
MSFT
$3.83T
$3.09M 0.04%
27,049
-71,699
-73% -$7.77M
MITL
287
DELISTED
Mitel Networks Corporation
MITL
$3.09M 0.04%
280,184
-465,120
-62% -$5.11M
PXD
288
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$3.08M 0.04%
17,700
+13,700
+343% +$2.45M
CI icon
289
PUT
Cigna
CI
$71.9B
$3.08M 0.04%
14,800
+14,100
+2,014% +$2.61M
T icon
290
AT&T
T
$174B
$3.06M 0.03%
120,501
+38,519
+47% +$944K
LPNT
291
DELISTED
LifePoint Health, Inc.
LPNT
$3.05M 0.03%
+47,421
New +$2.89M
CCI icon
292
PUT
Crown Castle
CCI
$28.9B
$3.05M 0.03%
27,400
+21,100
+335% +$2.35M
UAL icon
293
United Airlines
UAL
$37B
$3.05M 0.03%
34,205
+13,605
+66% +$1.12M
FTV icon
294
PUT
Fortive
FTV
$16.9B
$3.04M 0.03%
+57,246
New +$2.94M
AIG icon
295
PUT
American International
AIG
$38.8B
$3.02M 0.03%
56,800
+52,200
+1,135% +$2.8M
KSU
296
PUT
DELISTED
Kansas City Southern
KSU
$3.01M 0.03%
+26,600
New +$3.03M
F icon
297
PUT
Ford
F
$50.7B
$3.01M 0.03%
325,300
+311,000
+2,175% +$3.11M
REGN icon
298
PUT
Regeneron Pharmaceuticals
REGN
$81.1B
$2.99M 0.03%
+7,400
New +$2.82M
ANDV
299
DELISTED
Andeavor
ANDV
$2.95M 0.03%
19,224
+4,067
+27% +$600K
PGR icon
300
PUT
Progressive
PGR
$119B
$2.94M 0.03%
+41,400
New +$2.66M
10 11
12
13 14

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.