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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
251
PUT
United Parcel Service
UPS
$88.2B
$5.72M 0.04%
32,900
-14,100
-30% -$2.44M
SLB icon
252
PUT
SLB Ltd
SLB
$78.7B
$5.7M 0.04%
106,600
+67,900
+175% +$3.38M
D icon
253
PUT
Dominion Energy
D
$59.9B
$5.67M 0.04%
92,400
-17,900
-16% -$1.12M
DXCM icon
254
PUT
DexCom
DXCM
$33.7B
$5.62M 0.04%
49,600
+2,000
+4% +$220K
MU icon
255
PUT
Micron Technology
MU
$1.05T
$5.61M 0.04%
112,200
-69,600
-38% -$3.81M
LOW icon
256
Lowe's Companies
LOW
$122B
$5.6M 0.04%
28,088
-6,974
-20% -$1.39M
SYK icon
257
CALL
Stryker
SYK
$131B
$5.55M 0.04%
22,700
+2,500
+12% +$567K
VMW
258
CALL
DELISTED
VMware, Inc
VMW
$5.55M 0.04%
45,200
– –
SCRM
259
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$5.47M 0.04%
550,000
– –
TMUS icon
260
CALL
T-Mobile US
TMUS
$191B
$5.42M 0.04%
38,700
-28,700
-43% -$4.12M
KMB icon
261
PUT
Kimberly-Clark
KMB
$35.9B
$5.42M 0.04%
39,900
+800
+2% +$102K
TMO icon
262
CALL
Thermo Fisher Scientific
TMO
$222B
$5.34M 0.04%
9,700
+2,800
+41% +$1.48M
SAFE
263
Safehold
SAFE
$1.08B
$5.34M 0.04%
+112,000
New +$5.4M
PAYX icon
264
PUT
Paychex
PAYX
$42.4B
$5.33M 0.04%
46,100
+800
+2% +$93.6K
SPGI icon
265
S&P Global
SPGI
$120B
$5.31M 0.04%
15,865
-18,798
-54% -$6.2M
FCX icon
266
PUT
Freeport-McMoran
FCX
$96.8B
$5.31M 0.04%
139,800
+9,400
+7% +$329K
DHI icon
267
PUT
D.R. Horton
DHI
$41.3B
$5.28M 0.04%
59,200
-5,900
-9% -$473K
PNC icon
268
PNC Financial Services
PNC
$101B
$5.25M 0.04%
33,260
+10,648
+47% +$1.68M
ICE icon
269
CALL
Intercontinental Exchange
ICE
$84.4B
$5.23M 0.04%
51,000
+400
+0.8% +$39.8K
RTX icon
270
CALL
RTX Corp
RTX
$297B
$5.19M 0.04%
51,400
+10,700
+26% +$1.01M
KEYS icon
271
PUT
Keysight
KEYS
$60.8B
$5.18M 0.04%
30,300
-500
-2% -$85.2K
MCHP icon
272
PUT
Microchip Technology
MCHP
$44.8B
$5.11M 0.04%
72,800
-4,900
-6% -$338K
INDT
273
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
$5.08M 0.04%
+80,000
New +$4.55M
NOW icon
274
PUT
ServiceNow
NOW
$127B
$5.05M 0.04%
65,000
-29,500
-31% -$2.31M
KO icon
275
CALL
Coca-Cola
KO
$371B
$5.04M 0.04%
79,300
+2,400
+3% +$145K
9 10
11
12 13

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.