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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
-$419M
Cap. Flow %
-0.83%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.25%
2 Technology 2.09%
3 Communication Services 1.07%
4 Industrials 0.84%
5 Healthcare 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
226
PUT
Moderna
MRNA
$79.4B
$37.9M 0.08%
+98,600
New +$36.4M
SMH icon
227
PUT
VanEck Semiconductor ETF
SMH
$78.3B
$37.9M 0.08%
296,000
-5,200
-2% -$685K
COST icon
228
CALL
Costco
COST
$409B
$37.9M 0.08%
84,400
+22,900
+37% +$10.1M
NEM icon
229
PUT
Newmont
NEM
$128B
$37.9M 0.08%
698,300
+37,600
+6% +$2.22M
GD icon
230
PUT
General Dynamics
GD
$91.1B
$37.9M 0.08%
193,200
+15,300
+9% +$2.99M
PGR icon
231
PUT
Progressive
PGR
$119B
$37.8M 0.07%
418,100
+69,800
+20% +$6.65M
DUK icon
232
PUT
Duke Energy
DUK
$88.4B
$37.6M 0.07%
384,900
+125,400
+48% +$13M
ACN icon
233
CALL
Accenture
ACN
$108B
$37.5M 0.07%
117,300
+7,400
+7% +$2.41M
GOOG icon
234
Alphabet (Google) Class C
GOOG
$4.17T
$37.4M 0.07%
280,820
-70,720
-20% -$9.75M
T icon
235
AT&T
T
$174B
$37.3M 0.07%
1,826,706
+447,712
+32% +$9.41M
SLB icon
236
PUT
SLB Ltd
SLB
$76.5B
$37.1M 0.07%
1,250,400
-92,900
-7% -$2.66M
AIG icon
237
PUT
American International
AIG
$38.8B
$37.1M 0.07%
675,100
+13,700
+2% +$706K
QCOM icon
238
CALL
Qualcomm
QCOM
$216B
$37M 0.07%
286,600
+16,200
+6% +$2.3M
GS icon
239
CALL
Goldman Sachs
GS
$272B
$36.7M 0.07%
97,200
+22,900
+31% +$8.94M
NKE icon
240
CALL
Nike
NKE
$53B
$36.4M 0.07%
250,700
+11,200
+5% +$1.83M
AVGO icon
241
CALL
Broadcom
AVGO
$1.68T
$36.3M 0.07%
749,000
-68,000
-8% -$3.31M
HLT icon
242
PUT
Hilton Worldwide
HLT
$70.7B
$35.9M 0.07%
272,000
+107,900
+66% +$13.6M
WBD icon
243
Warner Bros
WBD
$77.4B
$35.6M 0.07%
1,402,840
+1,374,867
+4,915% +$38.7M
TROW icon
244
PUT
T. Rowe Price
TROW
$22.5B
$35.5M 0.07%
180,400
+77,200
+75% +$16.3M
CMI icon
245
PUT
Cummins
CMI
$72.3B
$35.4M 0.07%
157,600
+18,300
+13% +$4.29M
ASML icon
246
PUT
ASML
ASML
$670B
$35.1M 0.07%
47,100
-14,800
-24% -$11.6M
COP icon
247
CALL
ConocoPhillips
COP
$153B
$35.1M 0.07%
517,800
+296,000
+133% +$17.1M
CHNG
248
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$35.1M 0.07%
1,675,494
+1,027,563
+159% +$22.4M
A icon
249
PUT
Agilent Technologies
A
$48.7B
$34.8M 0.07%
220,600
+18,700
+9% +$3.02M
NEE icon
250
CALL
NextEra Energy
NEE
$159B
$34.5M 0.07%
439,300
+54,400
+14% +$4.39M
8 9
10
11 12

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors's Q3 2021 filing shows 425 new, 941 increased, 307 reduced and 205 closed positions. Its largest new stake was Apple: 453,018 shares worth $64.1M. The largest sale was Slack Technologies, Inc., an estimated $196M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 95% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.