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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
PUT
Moderna
MRNA
$24.5B
| $37.9M | 0.08% |
+98,600
| New | +$36.4M |
|
227
PUT
VanEck Semiconductor ETF
SMH
$72.7B
| $37.9M | 0.08% |
296,000
-5,200
| -2% | -$685K |
|
228
CALL
Costco
COST
$419B
| $37.9M | 0.08% |
84,400
+22,900
| +37% | +$10.1M |
|
229
PUT
Newmont
NEM
$125B
| $37.9M | 0.08% |
698,300
+37,600
| +6% | +$2.22M |
|
230
PUT
General Dynamics
GD
$106B
| $37.9M | 0.08% |
193,200
+15,300
| +9% | +$2.99M |
|
231
PUT
Progressive
PGR
$123B
| $37.8M | 0.07% |
418,100
+69,800
| +20% | +$6.65M |
|
232
PUT
Duke Energy
DUK
$96.1B
| $37.6M | 0.07% |
384,900
+125,400
| +48% | +$13M |
|
233
CALL
Accenture
ACN
$107B
| $37.5M | 0.07% |
117,300
+7,400
| +7% | +$2.41M |
|
234
Alphabet (Google) Class C
GOOG
$4.19T
| $37.4M | 0.07% |
280,820
-70,720
| -20% | -$9.75M |
|
235
AT&T
T
$167B
| $37.3M | 0.07% |
1,826,706
+447,712
| +32% | +$9.41M |
|
236
PUT
SLB Ltd
SLB
$78.7B
| $37.1M | 0.07% |
1,250,400
-92,900
| -7% | -$2.66M |
|
237
PUT
American International
AIG
$40.1B
| $37.1M | 0.07% |
675,100
+13,700
| +2% | +$706K |
|
238
CALL
Qualcomm
QCOM
$173B
| $37M | 0.07% |
286,600
+16,200
| +6% | +$2.3M |
|
239
CALL
Goldman Sachs
GS
$305B
| $36.7M | 0.07% |
97,200
+22,900
| +31% | +$8.94M |
|
240
CALL
Nike
NKE
$60.5B
| $36.4M | 0.07% |
250,700
+11,200
| +5% | +$1.83M |
|
241
CALL
Broadcom
AVGO
$2.01T
| $36.3M | 0.07% |
749,000
-68,000
| -8% | -$3.31M |
|
242
PUT
Hilton Worldwide
HLT
$72.3B
| $35.9M | 0.07% |
272,000
+107,900
| +66% | +$13.6M |
|
243
Warner Bros
WBD
$69.6B
| $35.6M | 0.07% |
1,402,840
+1,374,867
| +4,915% | +$38.7M |
|
244
PUT
T. Rowe Price
TROW
$23.9B
| $35.5M | 0.07% |
180,400
+77,200
| +75% | +$16.3M |
|
245
PUT
Cummins
CMI
$88.3B
| $35.4M | 0.07% |
157,600
+18,300
| +13% | +$4.29M |
|
246
PUT
ASML
ASML
$704B
| $35.1M | 0.07% |
47,100
-14,800
| -24% | -$11.6M |
|
247
CALL
ConocoPhillips
COP
$151B
| $35.1M | 0.07% |
517,800
+296,000
| +133% | +$17.1M |
|
|
CHNG
248
DELISTED
Change Healthcare Inc. Common Stock
CHNG
| $35.1M | 0.07% |
1,675,494
+1,027,563
| +159% | +$22.4M |
|
249
PUT
Agilent Technologies
A
$41.9B
| $34.8M | 0.07% |
220,600
+18,700
| +9% | +$3.02M |
|
250
CALL
NextEra Energy
NEE
$179B
| $34.5M | 0.07% |
439,300
+54,400
| +14% | +$4.39M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.